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MS

Mark Daniel Sloss

WILDE CAPITAL MANAGEMENT
CLEVELAND, OH
·CRD# 2498529·32 years experience

Professional Summary

Mark Daniel Sloss, who also goes by Mark D Sloss, is a registered financial advisor currently at WILDE CAPITAL MANAGEMENT, LLC located in Cleveland, Ohio. Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Mark has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mark D Sloss

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

WILDE CAPITAL MANAGEMENT, LLC·CRD# 281891
RIA
1300 East 9th Street Suite 750, Cleveland, OH 44114
March 10, 2017 - Present
CONSCIOUS CAPITAL WEALTH MANAGEMENT, LLC·CRD# 174670
RIA
Branchburg, NJ
December 14, 2020 - January 5, 2024
CIRRUS RESEARCH, LLC·CRD# 143800
BD
New York, NY
July 31, 2018 - July 19, 2019
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Weehawken, NJ
December 1, 2009 - June 15, 2016
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
May 3, 2005 - June 15, 2016
NYLIFE DISTRIBUTORS LLC·CRD# 35350
BD
Jersey City, NJ
November 14, 1994 - April 26, 2005

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Current Firm

WC
WILDE CAPITAL MANAGEMENT, LLC

WILDE CAPITAL MANAGEMENT, LLC

CRD#: 281891 / SEC#: 801-106891
RIA
Registered Investment Advisory firm - SEC (11/7/2017 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (4/13/2017 Approved)
Ohio
Registered Investment Advisory firm - Ohio (3/19/2021 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1300 East 9th Street Suite 750, Cleveland, OH 44114

Phone Number

(866) 894-5332

# of Employees

2

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

47

AUM (Assets Under Management)

$10,235,331

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Regenerative Investment Strategies, LLC -- founded in Dec. of 2016, management consulting firm helping asset owners and asset managers with business and marketing strategy and product development in the environmental, social and governance(ESG) space. Company is pre-revenue. Future compensation will be based on consulting engagements and in no way involves the sale of securities or the giving of investment advice. 2.) Northbranch Records, LLC dba/ Professional Wind Instrument Consultants-- founded in January 2001. Started as a boutique classical music record label. Business subsequently expanded to involve there tail sale of professional musical instruments to musicians and conservatory students. President. Compensation is based on sales volume. 3.) Partner, partial owner of Wilde Capital Management, LLC, a NJ-registered RIA 4.) Mark Daniel Sloss is a registered analyst with Cirrus Research, LLC, an independent investment research firm. His responsibilities include investment research and portfolio construction. He spends 10 hours a month during trading hours to this activity. 10% of total yearly compensation derives from this business. 4) HEALRWORLD, LLC; CHIEF STRATEGIST AND ACTING CFO; INVESTMENT RELATED: NO; 78 NORTH BRIDGE STREET SOMERVILLE NJ 08876 USA; HEALRWORLD LLC DEVELOPS ENVIRONMENTAL, SOCIAL AND GOVERNANCE (ESG) DATA AND DEPLOYS UTILIZATION STRATEGIES ON PRIVATE SMALL AND MEDIUM SIZED ENTERPRISES (SMES).; DEVELOP METHODOLOGIES FOR THE DEVELOPMENT AND UTILIZATION OF ESG INSIGHTS ON SMALL PRIVATE BUSINESSES FOR USE ACROSS MULTIPLE STAKEHOLDER VERTICALS INCLUDING INDIVIDUALS, INSTITUTIONS, CORPORATES, GOVERNMENTS, CHARITIES AND NGOS. ALSO SERVING IN AN INTERIM CAPACITY ON BUSINESS PLANNING AND FINANCIAL MODELING AS ACTING CFO.; 2023-01-01; HOURS PER MONTH DEVOTED TO BUSINESS DURING TRADING HOURS: 20;HOURS PER MONTH DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 20;PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 5;

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Ohio
(3/19/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2009About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1994About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1994About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 2012About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Mark Daniel Sloss's CRS (Customer Relationship Summary).

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