MS
Mark D. Sloss
WILDE CAPITAL MANAGEMENT
CLEVELAND, OH 44114
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CRD#: 2498529
MS
Professional summary
Mark Daniel Sloss, who also goes by Mark D Sloss, is a registered financial advisor currently at WILDE CAPITAL MANAGEMENT, LLC located in Cleveland, Ohio.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Mark has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mark D Sloss
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Regenerative Investment Strategies, LLC -- founded in Dec. of 2016, management consulting firm helping asset owners and asset managers with business and marketing strategy and product development in the environmental, social and governance(ESG) space. Company is pre-revenue. Future compensation will be based on consulting engagements and in no way involves the sale of securities or the giving of investment advice. 2.) Northbranch Records, LLC dba/ Professional Wind Instrument Consultants-- founded in January 2001. Started as a boutique classical music record label. Business subsequently expanded to involve there tail sale of professional musical instruments to musicians and conservatory students. President. Compensation is based on sales volume. 3.) Partner, partial owner of Wilde Capital Management, LLC, a NJ-registered RIA 4.) Mark Daniel Sloss is a registered analyst with Cirrus Research, LLC, an independent investment research firm. His responsibilities include investment research and portfolio construction. He spends 10 hours a month during trading hours to this activity. 10% of total yearly compensation derives from this business. 4) HEALRWORLD, LLC; CHIEF STRATEGIST AND ACTING CFO; INVESTMENT RELATED: NO; 78 NORTH BRIDGE STREET SOMERVILLE NJ 08876 USA; HEALRWORLD LLC DEVELOPS ENVIRONMENTAL, SOCIAL AND GOVERNANCE (ESG) DATA AND DEPLOYS UTILIZATION STRATEGIES ON PRIVATE SMALL AND MEDIUM SIZED ENTERPRISES (SMES).; DEVELOP METHODOLOGIES FOR THE DEVELOPMENT AND UTILIZATION OF ESG INSIGHTS ON SMALL PRIVATE BUSINESSES FOR USE ACROSS MULTIPLE STAKEHOLDER VERTICALS INCLUDING INDIVIDUALS, INSTITUTIONS, CORPORATES, GOVERNMENTS, CHARITIES AND NGOS. ALSO SERVING IN AN INTERIM CAPACITY ON BUSINESS PLANNING AND FINANCIAL MODELING AS ACTING CFO.; 2023-01-01; HOURS PER MONTH DEVOTED TO BUSINESS DURING TRADING HOURS: 20;HOURS PER MONTH DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 20;PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 5;
CRS (Client Relationship Summary) - RIA
Click below to view Mark Daniel Sloss's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 10, 2017 - Present
WILDE CAPITAL MANAGEMENT, LLC
Office #1: East 9th Street Suite 750, Cleveland, OH 44114RIA
CRD#: 281891
CLEVELAND, OH
Past
December 14, 2020 - January 5, 2024
CONSCIOUS CAPITAL WEALTH MANAGEMENT, LLC
RIA
CRD#: 174670
Branchburg, NJ
Past
July 31, 2018 - July 19, 2019
CIRRUS RESEARCH, LLC
BD
CRD#: 143800
NEW YORK, NY
Past
December 1, 2009 - June 15, 2016
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
WEEHAWKEN, NJ
Past
May 3, 2005 - June 15, 2016
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
November 14, 1994 - April 26, 2005
NYLIFE DISTRIBUTORS LLC
BD
CRD#: 35350
JERSEY CITY, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(3/10/2017)
IAR
Ohio(3/19/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
WC
WILDE CAPITAL MANAGEMENT, LLC
WILDE CAPITAL MANAGEMENT, LLC
CRD#: 281891 / SEC#: 801-106891
RIA
Registered Investment Advisory firm - (11/7/2017 Terminated)New Jersey
Registered Investment Advisory firm - (4/13/2017 Approved)Ohio
Registered Investment Advisory firm - (3/19/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
East 9th Street Suite 750, Cleveland, OH 44114
Mailing Address
Phone number
(917) 733-2713
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 47 |
| AUM (Assets Under Management) | $ 10,235,331 |
Red Flags
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