Kevin J. Shine
Professional summary
Kevin John Shine is a registered financial advisor currently at SHINE FINANCIAL SERVICES, LLC located in Brookfield, Connecticut.
Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Kevin has worked at 6 firms and has passed the Series 65, Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kevin John Shine's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 13, 2007 - Present
SHINE FINANCIAL SERVICES, LLC
July 23, 2003 - August 3, 2007
NORTHEAST SECURITIES, LLC
June 29, 1998 - December 20, 2002
UBS SECURITIES LLC
September 2, 1997 - June 29, 1998
SBC WARBURG DILLON READ INC.
June 3, 1996 - September 2, 1997
SBC WARBURG, INC.
May 28, 1996 - June 3, 1996
S.G. WARBURG & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/13/2007)
Exams
Series 55
Date: 3/21/2000
Limited Representative-Equity Trader ExamCurrent Firm
SHINE FINANCIAL SERVICES, LLC
CRD#: 144622 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 8 |
| AUM (Assets Under Management) | $ 23,500,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
