Anthony L. Caudle
Professional summary
Anthony Lanier Caudle, who also goes by Anthony L Caudle, Anthony Leneal Caudle, is a registered financial professional currently at REDTAIL CAPITAL MARKETS, LLC located in Bloomfield, Michigan.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 1995. Anthony has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony Lanier Caudle's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 19, 2014 - Present
REDTAIL CAPITAL MARKETS, LLC
Office #2: 6983 Hawk Woods Court, Bloomfield, MI 48323Office #3: 30 Wall Street 8th Floor, New York, NY 10005October 19, 2011 - December 13, 2011
POWELL CAPITAL MARKETS, INC.
June 18, 2001 - April 1, 2011
COMERICA SECURITIES
January 18, 1995 - April 17, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/16/2022)
(1/5/2023)
(1/11/2022)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
REDTAIL CAPITAL MARKETS, LLC
CRD#: 169781 / SEC#: , 8-69389
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAUDLE, ANTHONY LANIER | CHAIRMAN & CEO, MANAGING MEMBER, CCO, EXECUTIVE REP, AML SUPERVISOR | 2498387 |
Red Flags
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