Christian Rescate
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christian Rescate was a registered financial professional .
Christian is a previously registered financial professional and started their career in finance in 1994. Christian had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2000 - August 17, 2000
VALLEY FORGE SECURITIES, INC .
December 8, 1998 - September 20, 1999
LCP CAPITAL CORP.
June 9, 1998 - December 31, 1998
SHAMROCK PARTNERS, LTD
November 5, 1997 - May 18, 1998
J.P. TURNER & COMPANY, L.L.C.
August 9, 1996 - October 1, 1997
WILLIAM SCOTT & CO. L.L.C.
May 25, 1995 - August 21, 1996
LCP CAPITAL CORP.
December 9, 1994 - April 25, 1995
ROBERT TODD FINANCIAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VALLEY FORGE SECURITIES, INC .
CRD#: 20892 / SEC#: , 8-38587
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
