John R. Balcorta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Raymond Balcorta SR, who also goes by John Raymond Balcorta, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1996. John had worked at 3 firms and has passed the Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 2000 - May 6, 2005
CONSUMER CONCEPTS INVESTMENTS, INC.
January 22, 1997 - July 27, 2000
WMA SECURITIES, INC.
December 24, 1996 - January 3, 1997
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONSUMER CONCEPTS INVESTMENTS, INC.
CRD#: 26167 / SEC#: , 8-42323
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BARFIELD, STEVEN THERRELL | OWNER | 1534327 |
| BARFIELD, TERESA ANN | OFFICE MANAGER | |
| CARMICHAEL, GREGORY SCOTT | OWNER | 3177654 |
| COLLETT, HAROLD VERNON II | PRESIDENT | 1818708 |
| CORNISH, GARY, ESTATE OF | OWNER | |
| LAMARSH, PAMELA SUE | OWNER | 1002274 |
| RANDOLPH, MICHAEL EUGENE | OWNER | |
| ROBERTS, HENRY FULTON | OWNER | 1039566 |
| SICKERT, JAYME SMITH | OWNER / EXECUTOR OF GARY CORNISH, ESTATE | 2199867 |
| MCABEE, ALLISON SUZANNE | CHIEF COMPLIANCE OFFICER | 4290920 |
| MCABEE, ALLISON SUZANNE | MUNICIPAL PRINCIPAL | 4290920 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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