DH
Donald W. Hoovler
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CRD#: 249812
DH
Donald William Hoovler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald William Hoovler, who also goes by Skip Hoovler, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1969. Donald had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 1 exams.
Aliases
Skip Hoovler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.HOOVLER FINANCIAL AND INSURANCE SERVICES, FIXED INSURANCE AND FINANCIAL SERVICES, SAME AS OFFICE ADDRESS 2.NFLA CENTRAL OHIO, 1 ASHINGTON STREET, 14TH FLOOR, NEWARK, NJ, START 08/01/01, CHARITY, TREASURER. 3.HOOVLER STABLES, START 1968, 8249 BROAD ST SW PATASKALA OH 43062, 10HR/WK, OWNERSHIP OF HARNESS RACING HORSES 4. LOGAN CLAY PIPE COMPANY, NOT INVESTMENT RELATED, 201 S WALNUT STREET, LOGAN, OH 43138, START 01/01/2013, 2 HOURS MONTHLY, NOT DURING TRADING HOURS, BOARD OF DIRECTORS, COMPANY MANUFACTURES CLAY PIPE AND HARDWOOD PALLETS. 5. PATASKALA UNITED METHODIST CHURCH, NOT INVESTMENT RELATED, 458 S MAIN ST, PATASKALA, OH 43062, START 06/01/2012, 2 HOURS MONTHLY, NOT DURING TRADING HOURS, CHURCH COMMITTEE MEMBER TO RAISE FUNDS FOR ADDITION AND REMODELING THE CHURCH. 6. OHIO HARNESS HORSEMEN ASSOCIATION, NOT INVESTMENT RELATED, 800 MICHIGAN AVE. COLUMBUS, OH 43215, START 01/01/1984, 1 HOUR WEEKLY, NOT DURING TRADING HOURS, DIRECTOR, REPRESENT STATE MEMBERS INVOLVED WITH HARNESS RACING. 7. UNITED STATES TROTTING ASSOCIATION, NOT INVESTMENT RELATED, 750 MICHIGAN AVE. COLUMBUS, OH 43215, START 01/01/1989, 1 HOUR MONTHLY, NOT DURING TRADING HOURS, NATIONAL ASSOCIATION FOR HARNESS RACING, DIRECTOR, RECORD KEEPING FOR HARNESS RACING NATIONALLY. 8. R W SIDLEY INC., NOT INVESTMENT RELATED, 436 CASEMENT AVE, PAINESVILLE, OH 44077, MANUFACTURING AND CONSTRUCTION COMPANY, START APRIL 2014, 3 HOURS ANNUALLY - NOT DURING TRADING HOURS, ON THE COMPENSATION COMMITTEE - DISCUSS EXECUTIVE COMPENSATION; 9. NAME OF OTHER BUSINESS: LIFE SETTLEMENT BUSINESS INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: LIFE SETTLEMENT START DATE: 03/2022 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE SETTLEMENTS THROUGH WELCOME FUNDS, INC; 10. NAME OF OTHER BUSINESS: POLITICAL ACTION FOR EQUINE RACING AKA P.A.C.E.R.; INVESTMENT RELATED: NO; ADDRESS: 2237 SONORA DR, GROVE CITY, OH, 43123; NATURE OF BUSINESS: POLITICAL ACTION COMMITTEE; START DATE: 03/2022; POSITION/TITLE/RELATIONSHIP: SECRETARY/TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: RAISE AWARENESS FOR THE RACE HORSE INDUSTRY AND OVERSEE EXPENSES. 2 SIGNERS ARE REQUIRED FOR CHECK WRITING;
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
March 21, 2024 - December 31, 2025
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
PATASKALA, OH
Past
January 1, 2004 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
PATASKALA, OH
Past
January 1, 2004 - December 31, 2025
CETERA ADVISORS LLC
BD
CRD#: 10299
PATASKALA, OH
Past
December 7, 1999 - January 1, 2004
VESTAX SECURITIES CORPORATION
RIA
CRD#: 10332
COLUMBU, OH
Past
November 14, 1985 - January 1, 2004
VESTAX SECURITIES CORPORATION
BD
CRD#: 10332
HUDSON, OH
Past
December 22, 1983 - November 21, 1985
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
Past
May 25, 1971 - January 15, 1980
LINSCO FINANCIAL GROUP, INC.
BD
CRD#: 524
Past
September 2, 1969 - July 11, 1971
MM EQUITY SALES CO.
BD
CRD#: 3840
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 8/26/1969
Registered Representative ExaminationCurrent Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Loading...
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
