William M. Hoover
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Michael Hoover, who also goes by Bill Hoover, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1970. William had worked at 12 firms and has passed the Series 63, PC, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2001 - September 11, 2002
SICOR SECURITIES INC
January 24, 2001 - May 31, 2001
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
August 20, 1997 - February 21, 2001
PRUDENTIAL EQUITY GROUP, LLC
August 5, 1992 - August 25, 1997
LPL FINANCIAL LLC
August 3, 1990 - August 7, 1992
EDWARD JONES
January 29, 1990 - August 10, 1990
VESTAX SECURITIES CORPORATION
November 19, 1983 - February 5, 1990
FSC SECURITIES CORPORATION
July 23, 1982 - October 21, 1983
FINANCIAL SQUARE PARTNERS
April 15, 1981 - March 23, 1982
E. F. HUTTON & COMPANY INC
April 15, 1980 - June 1, 1981
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 12, 1979 - April 5, 1980
SECURITIES MANAGEMENT & RESEARCH, INC.
April 28, 1970 - September 30, 1979
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 9/12/1997
AMEX Put and Call ExamSeries 1
Date: 4/14/1970
Registered Representative ExaminationCurrent Firm
SICOR SECURITIES INC
CRD#: 16195 / SEC#: 801-31673, 8-33445
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 13 |
| Arbitration | 1 |
Red Flags
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