Douglas W. Hoefer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas William Hoefer, who also goes by Doug Hoefer, was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1994. Douglas had worked at 7 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 14, 2012 - May 1, 2013
OBS FINANCIAL
March 19, 2012 - May 1, 2013
OBS BROKERAGE SERVICES, INC.
October 20, 2006 - March 20, 2012
1ST GLOBAL CAPITAL CORP.
April 6, 2004 - October 23, 2006
WINSLOW, EVANS & CROCKER, INC.
March 10, 2003 - April 6, 2004
GOLDK INVESTMENT SERVICES, INC
September 16, 1996 - December 31, 2002
WS GRIFFITH SECURITIES, INC.
July 19, 1994 - September 13, 1996
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
OBS FINANCIAL
CRD#: 138615 / SEC#: 801-65110
Contact information
Red Flags
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