Anthony J. Orlando
Professional summary
Anthony John Orlando JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Anthony is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Anthony had worked at 6 firms, which includes PARK CAPITAL SECURITIES LLC, THE CONCORD EQUITY GROUP LLC, GENEVA CAPITAL CORP., TRADE.COM ONLINE SECURITIES INC., R.D. WHITE & CO. INC., NICHOLS SAFINA LERNER & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2001 - January 15, 2004
PARK CAPITAL SECURITIES, LLC
November 16, 1999 - January 23, 2001
THE CONCORD EQUITY GROUP, LLC
March 25, 1999 - November 22, 1999
GENEVA CAPITAL CORP.
August 22, 1997 - March 24, 1999
TRADE.COM ONLINE SECURITIES, INC.
August 21, 1996 - September 24, 1997
R.D. WHITE & CO., INC.
August 19, 1994 - August 20, 1996
NICHOLS, SAFINA, LERNER & CO. INC.
State Registrations and Notice Filings
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Exams
Current Firm
PARK CAPITAL SECURITIES, LLC
CRD#: 104206 / SEC#: , 8-52653
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
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