George R. Hoover
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Robert Hoover was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1968. George had worked at 12 firms and has passed the Series 65, Series 63, Series 15, PC, Series 000 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 7, 2006 - November 13, 2006
PURSHE KAPLAN STERLING INVESTMENTS
May 5, 2006 - December 31, 2016
TORREY GROWTH & INCOME ADVISORS, LLC
November 27, 2000 - May 12, 2006
CITIGROUP GLOBAL MARKETS INC.
November 16, 2000 - May 12, 2006
CITIGROUP GLOBAL MARKETS INC.
September 12, 1995 - November 20, 2000
A. G. EDWARDS & SONS, INC.
May 18, 1989 - September 22, 1995
SUTRO & CO. INCORPORATED
September 16, 1977 - December 23, 1983
PRUDENTIAL EQUITY GROUP, LLC
August 27, 1976 - September 16, 1977
BACHE HALSEY STUART INC.
February 27, 1976 - August 27, 1976
BACHE & CO INCORPORATED
February 18, 1976 - February 27, 1976
BACHE & CO., INCORPORATED
February 15, 1973 - February 28, 1976
KIDDER, PEABODY & CO., INCORPORATED
April 30, 1968 - March 23, 1973
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
April 26, 1968 - June 6, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 8/7/1987
Foreign Currency Options ExaminationPC
Date: 6/13/1977
AMEX Put and Call ExamSeries 000
Date: 4/26/1968
General Securities Principal ExaminationSeries 1
Date: 4/26/1968
Registered Representative ExaminationCurrent Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
