Michael J. Mccullough
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael James Mccullough III, who also goes by Michael James Mcculough, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1997. Michael had worked at 2 firms and has passed the Series 7A and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2002 - September 5, 2003
SEQUAMS TRADING CORP.
March 17, 1997 - October 22, 2002
NEUBERGER BERMAN BD LLC
State Registrations and Notice Filings
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Exams
Series 7A
Date: 4/3/2002
Floor Broker Representative ExamSeries 25
Date: 3/14/2000
NYSE Trading Assistant ExaminationCurrent Firm
SEQUAMS TRADING CORP.
CRD#: 103993 / SEC#: , 8-52460
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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