Frank W. Hoover
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank William Hoover was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1971. Frank had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 000, Series 1, Series 8 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 6, 2016 - January 26, 2017
COOPER MALONE MCCLAIN, INC.
July 6, 2016 - January 26, 2017
COOPER MALONE MCCLAIN, INC.
August 31, 2005 - July 11, 2016
WELLS FARGO CLEARING SERVICES, LLC
August 31, 2005 - July 11, 2016
WELLS FARGO CLEARING SERVICES, LLC
July 14, 2003 - August 23, 2005
MORGAN STANLEY DW INC.
July 14, 2003 - August 23, 2005
MORGAN STANLEY DW INC.
September 25, 1995 - July 30, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 19, 1995 - July 30, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 20, 1978 - December 19, 1983
FIRST MID-AMERICA INC.
September 8, 1978 - August 31, 1995
UBS FINANCIAL SERVICES INC.
January 1, 1971 - October 12, 1978
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 000
Date: 12/19/1970
General Securities Principal ExaminationSeries 1
Date: 12/19/1970
Registered Representative ExaminationSeries 8
Date: 7/29/1982
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
COOPER MALONE MCCLAIN, INC.
CRD#: 18637 / SEC#: , 8-36959
Contact information
Disclosures
| Regulatory Event | 3 |
| Civil Event | 2 |
| Arbitration | 1 |
Red Flags
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