John J. Katsock
Professional summary
John Joseph Katsock JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, John had worked at 2 firms, which includes PINNACLE ASSET MANAGEMENT INC., CETERA ADVISORS LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 1996 - September 1, 2000
PINNACLE ASSET MANAGEMENT, INC.
July 19, 1994 - August 6, 1996
CETERA ADVISORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PINNACLE ASSET MANAGEMENT, INC.
CRD#: 38936 / SEC#: , 8-48525
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KATSOCK, JOHN JOSEPH | CHAIRMAN/TREASURER | |
| KATSOCK, VIVIAN M | STOCKHOLDER | |
| KATSOCK, JOHN JOSEPH JR | PRESIDENT | 2497641 |
| PINNACLE ONE, INC. | STOCKHOLDER | |
| ADAMS, JANELLE RENEE | STOCKHOLDER | 2196904 |
| CHAKLER, RONALD MARK | GSP, ROP, SROP, CROP | 721360 |
| GOODMAN, CARL HENRY | FIN-OP | 825267 |
| KATSOCK, JOCELYN R | STOCKHOLDER | |
| WEISSMAN, MARC LAWRENCE | GSP, COMPLIANCE OFFICER | 1998584 |
Disclosures
| Civil Event | 1 |
| Arbitration | 3 |
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