Timothy R. Mcbride
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Richard Mcbride, who also goes by Timothy R Mcbride, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1995. Timothy had worked at 12 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2018 - April 22, 2019
RELIANCE WORLDWIDE INVESTMENTS, LLC
March 19, 2015 - December 31, 2015
INDEPENDENT BROKERAGE SOLUTIONS LLC
June 20, 2012 - December 12, 2014
MATRIX CAPITAL GROUP, INC.
September 18, 2009 - July 21, 2010
TRANCEKA CAPITAL, LLC
April 30, 2008 - May 1, 2009
XSHARES SECURITIES LLC
April 30, 2007 - April 30, 2008
ALPS DISTRIBUTORS, INC.
July 7, 2004 - July 12, 2005
PERSHING ADVISOR SOLUTIONS LLC
June 30, 2004 - July 9, 2004
PERSHING LLC
February 9, 2004 - July 20, 2004
US EURO SECURITIES, INC
December 11, 1997 - May 16, 2003
CROWN FINANCIAL GROUP, INC.
November 2, 1995 - December 12, 1997
GKN SECURITIES CORP.
July 7, 1995 - October 17, 1995
AXIOM CAPITAL MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/14/2000
Limited Representative-Equity Trader ExamCurrent Firm
RELIANCE WORLDWIDE INVESTMENTS, LLC
CRD#: 143546 / SEC#: , 8-67575
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
