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Timothy Richard Mcbride

CRD# 2497516·Registered 1995 - 2019
Previously Registered: Being a previously registered professional could mean that Timothy is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Timothy Richard Mcbride, who also goes by Timothy R Mcbride, was a registered financial advisor. Timothy was a previously registered financial professional and started their career in finance 1995 - 2019. Timothy had worked at 12 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Timothy R Mcbride

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

RELIANCE WORLDWIDE INVESTMENTS, LLC·CRD# 143546
BD
Gurnee, IL
February 13, 2018 - April 22, 2019
INDEPENDENT BROKERAGE SOLUTIONS LLC·CRD# 153563
BD
New York, NY
March 19, 2015 - December 31, 2015
MATRIX CAPITAL GROUP, INC.·CRD# 33364
BD
New York, NY
June 20, 2012 - December 12, 2014
TRANCEKA CAPITAL, LLC·CRD# 118028
BD
New York, NY
September 18, 2009 - July 21, 2010
XSHARES SECURITIES LLC·CRD# 141534
BD
New York, NY
April 30, 2008 - May 1, 2009
ALPS DISTRIBUTORS, INC.·CRD# 16853
BD
New York, NY
April 30, 2007 - April 30, 2008
PERSHING ADVISOR SOLUTIONS LLC·CRD# 36671
BD
Jersey City, NJ
July 7, 2004 - July 12, 2005
PERSHING LLC·CRD# 7560
BD
Jersey City, NJ
June 30, 2004 - July 9, 2004
US EURO SECURITIES, INC·CRD# 38839
BD
Perdido Key, FL
February 9, 2004 - July 20, 2004
CROWN FINANCIAL GROUP, INC.·CRD# 540
BD
Jersey City, NJ
December 11, 1997 - May 16, 2003
GKN SECURITIES CORP.·CRD# 19415
BD
New York, NY
November 2, 1995 - December 12, 1997
AXIOM CAPITAL MANAGEMENT, INC.·CRD# 26580
BD
New York, NY
July 7, 1995 - October 17, 1995

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Current Firm

RW
RELIANCE WORLDWIDE INVESTMENTS, LLC

RELIANCE WORLDWIDE INVESTMENTS, LLC

CRD#: 143546 / SEC#: 8-67575
BD
Terminated by SEC on 06/24/2019

Contact Information

Established

Nevada since 12/01/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
THE ESTATE OF KENNETH E. SWEETNON-ASSOCIATED MEMBER—
STOUGH, LOUIS EDWARDCHIEF COMPLIANCE OFFICER1675992
SWEET, JANETEXECUTOR7085889

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1995About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jan 2000

Series 7 — General Securities Representative Examination

Passed May 1995About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 2002About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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