Christopher G. Wilcox
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher George Wilcox was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1994. Christopher had worked at 10 firms and has passed the Series 65, Series 63, Series 62 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2006 - November 8, 2013
QUEST CAPITAL STRATEGIES, INC.
January 21, 2003 - December 31, 2003
EASTERN POINT ADVISORS INC.
January 9, 2003 - December 31, 2003
INVESTORS CAPITAL CORP.
August 7, 2002 - December 16, 2002
FIRST MIDWEST SECURITIES, INC.
November 26, 1996 - August 1, 2002
PACKERLAND BROKERAGE SERVICES, INC.
October 9, 1995 - May 24, 1996
SII INVESTMENTS, INC.
March 15, 1995 - September 20, 1995
PRUCO SECURITIES, LLC.
January 11, 1995 - March 8, 1995
CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC.
August 11, 1994 - November 9, 1994
METROPOLITAN LIFE INSURANCE COMPANY
August 11, 1994 - November 9, 1994
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 11/10/1997
Corporate Securities Limited Representative ExaminationCurrent Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
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