LH
Lori H. Haddock
BLUEPRINT FINANCIAL ADVISORS
Greensboro, NC 27408
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CRD#: 2497443
LH
Professional summary
Lori Hooper Haddock, CFP®, who also goes by Lori Elizabeth Hooper, is a registered financial advisor currently at BLUEPRINT FINANCIAL ADVISORS located in Greensboro, North Carolina and MAPLEWOOD INVESTMENTS, INC. located in Greensboro, North Carolina.
Lori is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Lori has worked at 8 firms and has passed the Series 63, Series 7TO, SIE, Series 6 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lori Elizabeth Hooper
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
***TRIAD WEALTH ADVISORS - DBA ***DBA - Midtown Financial Advisors ***LORI H. AND J. BYRON HADDOCK -Owner -I own a residential rental property. #HRS 2 -2/1/16 -30 Cherine Way Greensboro NC 27410 -My husband and I purchased a condominium for our daughter to live in. Our daughter does not pay rent at this time. ***GREENSBORO ROTARY CLUB -member/volunteer -Greensboro Rotary Club #HRS 6 SEC TRADE HRS 5 -10/1/03 -330 S Greene St Ste 304 Greensboro NC 27401 -Social club which volunteers for various community projects. I am a member for the purpose of networking in the community and serving in my community. ***DAYSTAR CHRISTIAN FELLOWSHIP POSITION: Trustee NATURE: Board of Trustees, Daystar Christian Fellowship INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 04/20/2018 ADDRESS: Definition Church, 1806 Merritt Drive, Greensboro NC 27407 DESCRIPTION: Review financial condition of the church and involvement with strategic planning for the church. ***LORI HADDOCK POSITION: Producer NATURE: I am selling fixed, indexed and variable annuities to my clients, when appropriate, as well as life insurance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/24/2016 ADDRESS: 1301 West Wendover Ave, Suite C, Greensboro NC 27408 DESCRIPTION: We are doing retirement planning for a number of clients using NextPhase and MoneyGuidePro. When appropriate, we are selecting some fixed or equity indexed annuities to show our clients. We occasionally recommend a variable annuity. We also review life insurance and have worked with some of our clients on long term care, universal life and term life insurance. Occasionally we look at whole life insurance. Some of the insurance policies recommended have long term care riders. *** KINTURA (FORMERLY BRIGHTSPIRE AND WELL SPRING GRROUP) POSITION: Committee Chair NATURE: Investment Committee - I am chair of the Investment Committee which oversees investments in the group's Foundations and corporate entity, which are managed by Bank of America's Institutional Group. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 03/01/2003 ADDRESS: 2109 Sandy Ridge Road, Colfax NC 27235, United States DESCRIPTION: I chair the Investment Committee. We set investment policy, choose investment managers and monitor their performance. Prior to my role on this committee, I was on the Board of Governors and chaired the Board and I am now serving another term on the Board and am now Chair of the Board. I have been a volunteer for this organization for over 15 years. (Starting date below is an estimate.) ***BIBLE STUDY FELLOWSHIP (BSF) POSITION: Class Treasurer NATURE: Treasurer for Bible Study Fellowship, Class 1350, Greensboro, NC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 10/17/2023 ADDRESS: c/o Westover Church, 505 Muirs Chapel Road, Greensboro NC 27410 DESCRIPTION: I collect donations from the members of the class weekly and deposit the funds and/or checks to the BSF checking account, write checks when needed, complete a weekly and monthly report for Administration, and prepare all materials for an annual audit by BSF staff. All donation collections are collected and certified with two people always in attendance as are any checks written.
CRS (Client Relationship Summary) - RIA
Click below to view Lori Hooper Haddock's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
August 4, 2025 - Present
BLUEPRINT FINANCIAL ADVISORS
Office #1: 1301 W Wendover #c, Greensboro, NC 27408RIA
CRD#: 315570
Greensboro, NC
Current
August 4, 2025 - Present
MAPLEWOOD INVESTMENTS, INC.
Office #1: 1301 W Wendover #c, Greensboro, NC 27408BD
CRD#: 103723
Greensboro, NC
Past
June 14, 2024 - August 6, 2025
OSAIC WEALTH, INC.
RIA
CRD#: 23131
GREENSBORO, NC
Past
June 14, 2024 - August 6, 2025
OSAIC WEALTH, INC.
BD
CRD#: 23131
GREENSBORO, NC
Past
May 26, 2015 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
GREENSBORO, NC
Past
March 17, 2015 - June 14, 2024
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
GREENSBORO, NC
Past
December 13, 2011 - March 31, 2015
ADVISORY SERVICES NETWORK
RIA
CRD#: 146051
GREENSBORO, NC
Past
October 1, 2000 - December 31, 2005
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
July 19, 1994 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
BD
CRD#: 8112
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BLUEPRINT FINANCIAL ADVISORS
ACE WEALTH MANAGEMENT PARTNERS | WARREN WEALTH MANAGEMENT | RIBBON FALLS WEALTH MANAGEMENT | REFINED RETIREMENT | NAVIGEN WEALTH MANAGEMENT | MILLER WEALTH PARTNERS | MIDTOWN FINANCIAL ADVISORS | KOMARA CAPITAL PARTNERS | HEMLOCK CREEK WEALTH MANAGEMENT | GREENBEAT FINANCIAL, LLC | GREENBEAT FINANCIAL | FULCRUM WEALTH ADVISORS | BLUEPRINT FINANCIAL ADVISORS LLC | BLUEPRINT FINANCIAL ADVISORS | BLUEGRASS INVESTMENT COMPANY | BLUEGRASS CAPITAL ADVISORS
CRD#: 315570 / SEC#: 801-121848
RIA
Registered Investment Advisory firm - (7/23/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Minnesota(8/5/2025)
RR
Mississippi(8/4/2025)
IAR
North Carolina(8/4/2025)
RR
North Carolina(8/6/2025)
RR
Texas(8/4/2025)
IAR
Texas(8/4/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/2/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BF
BLUEPRINT FINANCIAL ADVISORS
ACE WEALTH MANAGEMENT PARTNERS | WARREN WEALTH MANAGEMENT | RIBBON FALLS WEALTH MANAGEMENT | REFINED RETIREMENT | NAVIGEN WEALTH MANAGEMENT | MILLER WEALTH PARTNERS | MIDTOWN FINANCIAL ADVISORS | KOMARA CAPITAL PARTNERS | HEMLOCK CREEK WEALTH MANAGEMENT | GREENBEAT FINANCIAL, LLC | GREENBEAT FINANCIAL | FULCRUM WEALTH ADVISORS | BLUEPRINT FINANCIAL ADVISORS LLC | BLUEPRINT FINANCIAL ADVISORS | BLUEGRASS INVESTMENT COMPANY | BLUEGRASS CAPITAL ADVISORS
CRD#: 315570 / SEC#: 801-121848
RIA
Registered Investment Advisory firm - (7/23/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1100 Kenilworth Ave Suite 210, Charlotte, NC 28204
Mailing Address
Phone number
(844) 200-2568
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (16 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,298 |
| AUM (Assets Under Management) | $ 201,503,941 |
Red Flags
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Company Information
BLUEPRINT FINANCIAL ADVISORS
CRD#: 315570Greensboro, NC 27408TRUST BUT VERIFY
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