Gregory K. Bernard
Professional summary
Gregory Kent Bernard, who also goes by Gregory Bernard, is a registered financial professional currently at FIRST BANKERS' BANC SECURITIES, INC located in Overland Park,, Kansas.
Gregory is registered as a RR (Registered Representative) and started their career in finance in 1996. Gregory has worked at 3 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 24, Series 28 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gregory Kent Bernard's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 1, 2002 - Present
FIRST BANKERS' BANC SECURITIES, INC
Office #1: 6800 College Blvd Suite 420, Overland Park,, KS 66211April 19, 2001 - February 1, 2002
GOLD CAPITAL MANAGEMENT INC.
February 13, 1996 - April 19, 2001
MIDWEST CAPITAL MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/8/2020)
(2/11/2014)
(2/6/2009)
(10/22/2009)
(5/31/2019)
(8/7/2018)
(2/26/2024)
(2/1/2002)
(2/1/2002)
(3/17/2025)
(2/1/2002)
(4/18/2017)
(5/30/2024)
(3/4/2020)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 1/4/1996
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
FIRST BANKERS' BANC SECURITIES, INC
CRD#: 15041 / SEC#: , 8-31584
Contact information
FINRA licenses (45 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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