Frank A. Iacono
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Anthony Iacono, who also goes by Frank Anthony Iacono, Frank Iacono, was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1998. Frank had worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 2020 - September 14, 2021
ACADEMY SECURITIES, INC.
July 14, 2020 - October 21, 2020
TIGRESS FINANCIAL PARTNERS, LLC
March 6, 2020 - October 21, 2020
TIGRESS FINANCIAL PARTNERS, LLC
May 28, 2019 - December 19, 2019
JEFFERIES LLC
January 19, 2011 - August 4, 2011
SILVERCREST DISTRIBUTORS LLC
September 12, 2006 - March 17, 2009
MORGAN STANLEY & CO. LLC
August 7, 2003 - July 14, 2006
LEHMAN BROTHERS INC.
July 9, 1998 - February 27, 2001
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 5/28/2019
General Securities Representative ExaminationCurrent Firm
ACADEMY SECURITIES, INC.
CRD#: 17433 / SEC#: , 8-35173
Contact information
FINRA licenses (38 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MIMS, RONALD CHANCE | CHAIRMAN, CEO | 5637540 |
| GRAHAM, ANTHONY R | FINOP | 4959159 |
| GRAHAM, ANTHONY R | PRINCIPAL OPERATIONS OFFICER | 4959159 |
| GRAHAM, ANTHONY R | PRINCIPAL FINANCIAL OFFICER | 4959159 |
| GRAHAM, ANTHONY R | COO | 4959159 |
| MCCONKEY, PHILIP JOSEPH | VICE CHAIRMAN | 3253139 |
| WILCOX, SPENCER HAMILTON | PRESIDENT | 5802885 |
| BOYD, MICHAEL BARTOW | CHIEF COMPLIANCE OFFICER, MUNICIPAL SECURITIES PRINCIPAL,REGISTERED OPTIONS PRINCIPAL, AML OFFICER | 2557814 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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