James L. Bila
Professional summary
James Leonard Bila was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
James is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, James had worked at 3 firms, which includes PRESTON LANGLEY ASSET MANAGEMENT INC., FIRST UNITED EQUITIES CORPORATION, LADENBURG CAPITAL MANAGEMENT INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 1997 - April 24, 2001
PRESTON LANGLEY ASSET MANAGEMENT, INC.
June 23, 1995 - April 16, 1997
FIRST UNITED EQUITIES CORPORATION
August 4, 1994 - May 26, 1995
LADENBURG CAPITAL MANAGEMENT INC.
State Registrations and Notice Filings
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Exams
Current Firm
PRESTON LANGLEY ASSET MANAGEMENT, INC.
CRD#: 35733 / SEC#: , 8-47013
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 16 |
Red Flags
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