MS
Michael H. Stuart
CLARK & STUART
South Hamilton, MA 01982
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CRD#: 2496901
MS
Professional summary
Michael Henry Stuart, who also goes by Michael Stuart, is a registered financial advisor currently at CLARK & STUART INC located in South Hamilton, Massachusetts.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Michael has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Stuart
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Henry Stuart's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 15, 1994 - Present
CLARK & STUART INC
Office #1: 203 Willow Street, South Hamilton, MA 01982RIA
CRD#: 107991
South Hamilton, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
C&
CLARK & STUART INC
CLARK & STUART INC
CRD#: 107991 / SEC#: 801-113250
RIA
Registered Investment Advisory firm - (5/14/2018 Approved)Connecticut
Registered Investment Advisory firm - (5/24/2018 Terminated)Florida
Registered Investment Advisory firm - (5/24/2018 Terminated)Massachusetts
Registered Investment Advisory firm - (5/24/2018 Terminated)New Hampshire
Registered Investment Advisory firm - (6/1/2018 Terminated)Texas
Registered Investment Advisory firm - (5/24/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Connecticut(6/15/1994)
IAR
Florida(9/6/2017)
IAR
Maine(5/14/2012)
IAR
Massachusetts(4/9/2012)
IAR
New Hampshire(4/4/2012)
IAR
Texas(4/11/2012)
Current Firm
C&
CLARK & STUART INC
CLARK & STUART INC
CRD#: 107991 / SEC#: 801-113250
RIA
Registered Investment Advisory firm - (5/14/2018 Approved)Connecticut
Registered Investment Advisory firm - (5/24/2018 Terminated)Florida
Registered Investment Advisory firm - (5/24/2018 Terminated)Massachusetts
Registered Investment Advisory firm - (5/24/2018 Terminated)New Hampshire
Registered Investment Advisory firm - (6/1/2018 Terminated)Texas
Registered Investment Advisory firm - (5/24/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1945 Congress Street Building A, Portland, ME 04102
Mailing Address
203 Willow Street, South Hamilton, MA 01982
Phone number
(207) 775-1140
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 170 |
| AUM (Assets Under Management) | $ 167,821,888 |
Red Flags
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Company Information
CLARK & STUART INC
CRD#: 107991South Hamilton, MA 01982TRUST BUT VERIFY
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