Martin C. Johnson

361 FINANCIAL PLANNING

WALNUT CREEK, CA 94597

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CRD#: 2496863

Professional summary

Martin Charles Johnson, who also goes by Martin C Johnson, is a registered financial advisor currently at 361 FINANCIAL PLANNING, INC. located in Walnut Creek, California.

Martin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Martin has worked at 11 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Martin C Johnson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin Charles Johnson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 23, 2016 - Present

361 FINANCIAL PLANNING, INC.

Office #1: 1255 Treat Boulevard Suite 300, Walnut Creek, CA 94597

RIA

CRD#: 283581

WALNUT CREEK, CA

Past

March 11, 2014 - June 16, 2016

MORGAN STANLEY

RIA

CRD#: 149777

OAKLAND, CA

Past

February 25, 2014 - June 16, 2016

MORGAN STANLEY

CRD#: 149777

OAKLAND, CA

Past

June 27, 2013 - December 31, 2013

TCFG INVESTMENT ADVISORS, LLC

RIA

CRD#: 166606

LAGUNA NIGUEL, CA

Past

March 21, 2011 - January 9, 2013

CROSSROADS CAPITAL MANAGEMENT, INC.

RIA

CRD#: 145677

CARLSBAD, CA

Past

November 7, 2003 - March 9, 2011

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

CONCORD, CA

Past

November 4, 2002 - November 4, 2003

LEGACY FINANCIAL SERVICES, INC.

CRD#: 38697

PETALUMA, CA

Past

October 29, 2001 - September 9, 2002

ALLIANZ LIFE FINANCIAL SERVICES, LLC

CRD#: 612

MINNEAPOLIS, MN

Past

April 4, 2001 - November 20, 2001

ASSET PLANNING SOLUTIONS, INC.

CRD#: 46091

SAN DIEGO, CA

Past

March 2, 2001 - March 29, 2001

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

September 15, 1998 - March 26, 2001

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

September 14, 1994 - August 13, 1998

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/23/2016)

IAR

Texas
(7/18/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/30/2014

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/21/1998

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 6/16/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/25/2014

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/13/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

361 FINANCIAL PLANNING, INC.

361 FINANCIAL PLANNING, INC. | MJA WEALTH, LLC

CRD#: 283581 / SEC#: 801-107739

RIA

Registered Investment Advisory firm - (8/26/2016 Terminated)

California

Registered Investment Advisory firm - (8/17/2016 Approved)

Indiana

Registered Investment Advisory firm - (1/19/2023 Terminated)

Texas

Registered Investment Advisory firm - (7/18/2017 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1255 Treat Boulevard Suite 300, Walnut Creek, CA 94597

Mailing Address

Phone number

(925) 315-7526

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	38
AUM (Assets Under Management)	$ 5,896,294

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Martin C. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin Charles Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

361 FINANCIAL PLANNING, INC.

MORGAN STANLEY

MORGAN STANLEY

TCFG INVESTMENT ADVISORS, LLC

CROSSROADS CAPITAL MANAGEMENT, INC.

ALLSTATE FINANCIAL SERVICES, LLC

LEGACY FINANCIAL SERVICES, INC.

ALLIANZ LIFE FINANCIAL SERVICES, LLC

ASSET PLANNING SOLUTIONS, INC.

PRUDENTIAL EQUITY GROUP, LLC

PRUCO SECURITIES, LLC.

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/30/2014

Series 65

Date: 9/21/1998

SIE

Date: 6/16/2016

Series 7

Date: 2/25/2014

Series 6

Date: 9/13/1994

Current Firm

361 FINANCIAL PLANNING, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

361 FINANCIAL PLANNING, INC.

TRUST BUT VERIFY

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