David M. Dobkin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Mendel Dobkin was a registered financial advisor .
David is a previously registered financial advisor and started their career in finance in 1994. David had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2012 - December 31, 2013
COMMUNITAS FINANCIAL PLANNING PBC
May 17, 2002 - January 2, 2013
FIRST AFFIRMATIVE FINANCIAL NETWORK LLC
July 2, 2001 - December 31, 2009
CAMBRIDGE INVESTMENT RESEARCH, INC.
July 1, 1994 - June 28, 2001
WALNUT STREET SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
COMMUNITAS FINANCIAL PLANNING PBC
CRD#: 157708 / SEC#:
Contact information
Red Flags
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