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JM

John A. Mears

MEARS MONEY MANAGEMENT
Valencia, CA
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CRD#: 2496834
JM

Professional summary


John Andrew Mears, who also goes by John Andrews Mears, is a registered financial advisor currently at MEARS MONEY MANAGEMENT located in Valencia, California.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. John has worked at 5 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


John Andrews Mears

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MEARS & ASSOCIATES~'NIR'~27943 SECO CANYON RD #522~~SANTA CLARITA~CA~91350~TAX PREPARATION/ACCOUNTING~OWNER/SOLE PROPRIETER~1/2003~160HRS~160HRS~TAX PREPARATION John Andrew Mears is an independent licensed insurance agent.

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CRS (Client Relationship Summary) - RIA


Click below to view John Andrew Mears's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 23, 2015 - Present

MEARS MONEY MANAGEMENT

RIA
CRD#: 277163
Valencia, CA
Past

January 2, 2013 - October 1, 2015

SIGNATURE INVESTMENTS, INC.

RIA
CRD#: 113443
DAYTON, OH
Past

January 7, 2011 - December 31, 2012

SICOR SECURITIES INC

RIA
CRD#: 16195
VALENCIA, CA
Past

January 7, 2011 - October 15, 2013

SICOR SECURITIES INC

BD
CRD#: 16195
SANTA CLARITO, CA
Past

July 29, 2010 - December 31, 2010

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
VALENCIA, CA
Past

July 26, 1994 - December 31, 2010

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
VALENCIA, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(11/23/2015)
IAR
Texas
(6/13/2018)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 1/29/2009
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


MM
MEARS MONEY MANAGEMENT
MEARS MONEY MANAGEMENT | MEARS MONEY MANAGEMENT INC

CRD#: 277163 / SEC#:

California
Registered Investment Advisory firm - (11/23/2015 Approved)
Texas
Registered Investment Advisory firm - (6/13/2018 Conditional Restricted)
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Contact information


Main Address
Valencia, CA
Mailing Address
Phone number
(661) 775-3704
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts95
AUM (Assets Under Management)$ 33,642,720

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MEARS MONEY MANAGEMENT

CRD#: 277163Valencia, CA

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Contact information


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