Gary J. Ferrera
Professional summary
Gary John Ferrera was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Gary is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Gary had worked at 8 firms, which includes CAPITAL GROWTH FINANCIAL LLC, PARK CAPITAL SECURITIES LLC, HORNBLOWER & WEEKS INC., TASIN & COMPANY INC., FAB SECURITIES OF AMERICA INC., TOLUCA PACIFIC SECURITIES CORP., THE BOSTON GROUP, A.S. GOLDMEN & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 2003 - April 22, 2003
CAPITAL GROWTH FINANCIAL, LLC
May 24, 2001 - April 10, 2003
PARK CAPITAL SECURITIES, LLC
October 13, 1998 - June 11, 2001
HORNBLOWER & WEEKS, INC.
April 15, 1997 - September 3, 1998
TASIN & COMPANY, INC.
June 14, 1996 - January 27, 1997
FAB SECURITIES OF AMERICA, INC.
December 7, 1995 - July 23, 1996
TOLUCA PACIFIC SECURITIES CORP.
March 28, 1995 - December 15, 1995
THE BOSTON GROUP
September 16, 1994 - April 12, 1995
A.S. GOLDMEN & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
CAPITAL GROWTH FINANCIAL, LLC
CRD#: 41040 / SEC#: , 8-49268
Contact information
Documents
Disclosures
| Regulatory Event | 12 |
| Arbitration | 8 |
Red Flags
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