Tiow D. Chan
EVEREST FINANCIAL GROUP | Vice President/Certified Financial Planner
Minneapolis, MN 55416-1029
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CRD#: 2496814
Professional summary
Tiow Dennis Chan, CFP®, who also goes by Dennis Chan, Tiow Keng Chan, Tiow Keng Dennis Chan, is a registered financial advisor currently at EVEREST FINANCIAL GROUP located in Minneapolis, Minnesota and OSAIC WEALTH, INC. located in Minneapolis, Minnesota.
Tiow is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Tiow has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Trust & estate planning
Executive services/Equity comp...
Trading individual securities
Financial planning
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
Dennis Chan | Tiow Keng Chan | Tiow Keng Dennis Chan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. DENNIS CHAN CORP -INSURANCE SALES - PRESIDENT - START DATE: 12/2005 - LOCATED AT 701 XENIA AVE S, SUITE 250, MINNEAPOLIS, MN 55416 - TIME SPENT: 10% FIXED INSURANCE AND MANAGEMENT CONSULTING 2. DENNIS CHAN CORPORATION POSITION: FINANCIAL ADVISOR NATURE: PROVIDE FIXED LIFE, DISABILITY AND LONG-TERM CARE INSURANCE AND FIXED ANNUITIES TO CLIENTS. INVESTMENT RELATED: YES NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 12/01/2005 ADDRESS: 701 XENIA AVE. S SUITE 250, MINNEAPOLIS MN 55416 DESCRIPTION: PROVIDE AND ADVISE CLIENTS ON FIXED LIFE, DISABILITY AND LONG-TERM CARE INSURANCE, AND FIXED ANNUITIES. 3. TIOW KENG CHAN POSITION: Property Owner NATURE: Townhome rental. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/20/2016 ADDRESS: 2734 Wagon Wheel Trail, Chaska MN 55318 DESCRIPTION: Townhouse rental using a management company to manage. I am not involved in any of the operation. 4. EVEREST FINANCIAL GROUP LLC POSITION: Financial Advisor NATURE: Financial planning, advisory and asset management. INVESTMENT RELATED: Yes NUMBER OF HOURS: 168 SECURITIES TRADING HOURS: 168 START DATE: 12/01/2005 ADDRESS: 701 Xenia Ave S Suite 250, Minneapolis MN 55416 DESCRIPTION: Financial planning and advisory, asset management. 5. MIAMI BEACH 5757 LLC POSITION: Owner NATURE: Real estate rental and service INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2024 ADDRESS: 5757 Collins Ave. #605, Miami Beach FL 33140, United States DESCRIPTION: I own this condo which is being rented out for income.
CRS (Client Relationship Summary) - RIA
Click below to view Tiow Dennis Chan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
December 5, 2013 - Present
EVEREST FINANCIAL GROUP
Office #1: 701 Xenia Ave S Suite 250, Minneapolis, MN 55416-1029RIA
CRD#: 137260
Minneapolis, MN
Current
June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 701 Xenia Ave S Ste 250, Minneapolis, MN 55416RIA
BD
CRD#: 23131
MINNEAPOLIS, MN
Past
December 8, 2005 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
MINNEAPOLIS, MN
Past
September 22, 2005 - December 31, 2005
FOCUS FINANCIAL
RIA
CRD#: 116140
MINNEAPOLIS, MN
Past
April 21, 1995 - December 12, 2005
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
June 16, 1994 - April 21, 1995
WORKMAN SECURITIES CORPORATION
BD
CRD#: 31898
EDEN PRAIRIE, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EF
EVEREST FINANCIAL GROUP
EVEREST FINANCIAL GROUP | SINCERE FINANCIAL LTD | EVEREST FINANCIAL GROUP LLC
CRD#: 137260 / SEC#: 801-67635
RIA
Registered Investment Advisory firm - (3/30/2007 Approved)California
Registered Investment Advisory firm - (5/8/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/14/2024)
RR
Alaska(11/14/2024)
RR
Arizona(6/14/2024)
RR
Arkansas(6/14/2024)
RR
California(6/14/2024)
RR
Colorado(6/14/2024)
RR
Connecticut(6/14/2024)
RR
District of Columbia(4/15/2025)
RR
Florida(6/14/2024)
RR
Georgia(6/14/2024)
RR
Illinois(6/14/2024)
RR
Indiana(6/14/2024)
RR
Iowa(6/14/2024)
RR
Kansas(6/14/2024)
RR
Maryland(6/14/2024)
RR
Michigan(6/14/2024)
IAR
Minnesota(1/30/2014)
RR
Minnesota(6/14/2024)
RR
Missouri(6/14/2024)
RR
Nebraska(6/14/2024)
RR
Nevada(4/1/2025)
RR
New York(6/14/2024)
RR
North Carolina(6/14/2024)
RR
North Dakota(6/14/2024)
RR
Oregon(6/14/2024)
RR
Pennsylvania(1/2/2025)
RR
South Carolina(11/4/2025)
RR
South Dakota(6/14/2024)
IAR
Texas(1/1/2015)
RR
Texas(6/14/2024)
RR
Utah(8/9/2024)
RR
Virginia(6/14/2024)
RR
Washington(6/14/2024)
IAR
Wisconsin(10/15/2015)
RR
Wisconsin(6/14/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EF
EVEREST FINANCIAL GROUP
EVEREST FINANCIAL GROUP | SINCERE FINANCIAL LTD | EVEREST FINANCIAL GROUP LLC
CRD#: 137260 / SEC#: 801-67635
RIA
Registered Investment Advisory firm - (3/30/2007 Approved)California
Registered Investment Advisory firm - (5/8/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
701 Xenia Ave S Suite 250, Minneapolis, MN 55416-1029
Mailing Address
Phone number
(763) 923-7525
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,667 |
| AUM (Assets Under Management) | $ 912,366,781 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EVEREST FINANCIAL GROUP
Vice President/Certified Financial PlannerCRD#: 137260Minneapolis, MN 55416-1029TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
