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Paul Patrick Mcglynn

CRD# 2496302·Registered 1994 - 1998
Barred: Paul Patrick Mcglynn was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Paul Patrick Mcglynn was a registered financial advisor. Paul was a previously registered financial professional and started their career in finance 1994 - 1998. Paul had worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

THE MINNEAPOLIS COMPANY, INC.·CRD# 38859
BD
Melville, NY
August 29, 1998 - November 23, 1998
FLETCHER AND FARADAY, INC.·CRD# 29769
BD
Hempstead, NY
April 23, 1997 - June 23, 1998
WMA SECURITIES, INC.·CRD# 32625
BD
Duluth, GA
April 4, 1996 - April 16, 1996
GLOBAL FINANCIAL GROUP, INC.·CRD# 23958
BD
Minneapolis, MN
March 13, 1996 - January 7, 1997
FIRST NATIONAL EQUITY, CORP.·CRD# 36094
BD
Pt. Pleasant Beach, NJ
January 3, 1996 - March 20, 1996
VISION INVESTMENT GROUP, INC.·CRD# 28135
BD
June 15, 1995 - July 17, 1996
LADENBURG CAPITAL MANAGEMENT INC.·CRD# 14623
BD
Bethpage, NY
September 9, 1994 - November 15, 1994
BARRETT DAY SECURITIES, INC.·CRD# 17717
BD
New York, NY
June 13, 1994 - August 12, 1994

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Current Firm

TM
THE MINNEAPOLIS COMPANY, INC.

NEWCO-MINNEAPOLIS, INC. | THE MINNEAPOLIS COMPANY, INC.

CRD#: 38859 / SEC#: 8-48448
BD
Terminated by SEC on 10/23/2000

Contact Information

Established

Minnesota since 05/26/1995

Firm Type

Corporation

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
NIGOHOSSIAN, CHRISTIAN LEVONTREASURER/SECRETARY/ROP/CROP/TRADE ORDER ENTRY SUPERVISOR2212929
PENN, SUSAN GEORGETTEPRESIDENT, CCO, FINOP1104422

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1994About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 1994About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 1995About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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