Paul P. Mcglynn
Professional summary
Paul Patrick Mcglynn was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Paul is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Paul had worked at 8 firms, which includes THE MINNEAPOLIS COMPANY INC., FLETCHER AND FARADAY INC., WMA SECURITIES INC., GLOBAL FINANCIAL GROUP INC., FIRST NATIONAL EQUITY CORP., VISION INVESTMENT GROUP INC., LADENBURG CAPITAL MANAGEMENT INC., BARRETT DAY SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 29, 1998 - November 23, 1998
THE MINNEAPOLIS COMPANY, INC.
April 23, 1997 - June 23, 1998
FLETCHER AND FARADAY, INC.
April 4, 1996 - April 16, 1996
WMA SECURITIES, INC.
March 13, 1996 - January 7, 1997
GLOBAL FINANCIAL GROUP, INC.
January 3, 1996 - March 20, 1996
FIRST NATIONAL EQUITY, CORP.
June 15, 1995 - July 17, 1996
VISION INVESTMENT GROUP, INC.
September 9, 1994 - November 15, 1994
LADENBURG CAPITAL MANAGEMENT INC.
June 13, 1994 - August 12, 1994
BARRETT DAY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE MINNEAPOLIS COMPANY, INC.
CRD#: 38859 / SEC#: , 8-48448
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
