Peter T. Clark
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Tilman Clark was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1995. Peter had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2021 - October 1, 2024
HUATAI SECURITIES (USA), INC.
September 25, 2018 - April 5, 2021
CICC US SECURITIES, INC.
October 1, 2008 - May 10, 2016
J.P. MORGAN SECURITIES LLC
May 1, 2001 - October 1, 2008
J.P. MORGAN SECURITIES INC.
May 10, 2000 - May 1, 2001
JPMSI
May 1, 1996 - May 8, 2000
MORGAN STANLEY & CO. LLC
February 22, 1995 - April 17, 1996
S.G. WARBURG & CO. INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HUATAI SECURITIES (USA), INC.
CRD#: 298809 / SEC#: , 8-70231
Contact information
FINRA licenses (19 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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