William D. Hood
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Davis Hood was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1969. William had worked at 8 firms and has passed the Series 63, PC, Series 1, Series 4 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 15, 1988 - September 23, 1992
JW GENESIS CLEARING CORP.
March 14, 1985 - April 12, 1988
PRUDENTIAL EQUITY GROUP, LLC
February 18, 1983 - February 25, 1985
BUTCHER & SINGER INC.
November 12, 1981 - February 28, 1983
RICHARDSON GREENSHIELDS SECURITIES INC.
March 30, 1981 - October 20, 1981
JOHN MUIR & CO.
December 14, 1976 - March 3, 1981
JW GENESIS CLEARING CORP.
March 10, 1975 - February 24, 1978
DEAN WITTER & CO. INCORPORATED
July 26, 1973 - April 2, 1975
REYNOLDS SECURITIES, INC.
January 21, 1972 - September 9, 1973
DUPONT WALSTON, INCORPORATED
January 23, 1969 - September 18, 1971
DEAN WITTER & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 7/17/1982
AMEX Put and Call ExamSeries 1
Date: 7/8/1963
Registered Representative ExaminationSeries 40
Date: 2/5/1977
Registered Principal ExaminationCurrent Firm
JW GENESIS CLEARING CORP.
CRD#: 6631 / SEC#: , 8-17907
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 4 |
Red Flags
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