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Amy Therese Sharp

Amy Therese Sharp

CFP®
AMY T. SHARP, CFP
VALLEY CENTER, CA
·CRD# 2496032·32 years experience

Professional Summary

Amy Therese Sharp, CFP®, who also goes by Amy Therese Redifer, Amy Therese Redifer, Amy T. Sharp, Amy Therese Wiles, is a registered financial advisor currently at AMY T. SHARP, CFP, LLC located in Valley Center, California. Amy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Amy has worked at 15 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 51 and Series...

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Amy Therese Redifer, Amy Therese Redifer, Amy T. Sharp, Amy Therese Wiles

Blog Corner

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2008

Years of Experience

32 years in the financial services industry

Current & Past Employments

AMY T. SHARP, CFP, LLC·CRD# 285405
RIA
Valley Center, CA
February 7, 2017 - Present
CS PLANNING CORP·CRD# 149937
RIA
Solana Beach, CA
February 27, 2017 - May 5, 2017
CS PLANNING CORP·CRD# 149937
RIA
Solana Beach, CA
August 17, 2016 - February 7, 2017
INVESTACORP ADVISORY SERVICES INC·CRD# 109011
RIA
Solana Beach, CA
August 6, 2015 - August 25, 2016
INVESTACORP, INC.·CRD# 7684
BD
Solana Beach, CA
August 4, 2015 - August 25, 2016
PRUCO SECURITIES, LLC.·CRD# 5685
RIA
San Diego, CA
January 4, 2013 - June 15, 2015
PRUCO SECURITIES, LLC.·CRD# 5685
BD
San Diego, CA
August 6, 2012 - June 15, 2015
USAA FINANCIAL PLANNING SERVICES·CRD# 106352
RIA
San Diego, CA
April 26, 2011 - July 13, 2012
USAA FINANCIAL ADVISORS, INC.·CRD# 129035
BD
San Diego, CA
April 26, 2011 - July 13, 2012
MSI FINANCIAL SERVICES, INC.·CRD# 14251
RIA
Santa Fe, NM
April 15, 2010 - March 17, 2011
MSI FINANCIAL SERVICES, INC.·CRD# 14251
RIA
Santa Fe, NM
June 17, 2008 - April 13, 2010
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Santa Fe, NM
June 12, 2007 - March 17, 2011
FARMERS FINANCIAL SOLUTIONS, LLC·CRD# 103863
BD
Tucson, AZ
October 23, 2003 - May 8, 2007
LPL FINANCIAL LLC·CRD# 6413
BD
Fort Mill, SC
January 16, 2003 - September 15, 2003
DAVIS DISTRIBUTORS, LLC·CRD# 7975
BD
Tucson, AZ
August 20, 2001 - January 10, 2003
PIM FINANCIAL SERVICES, INC.·CRD# 10547
BD
San Marcos, CA
December 15, 1999 - August 27, 2001
BIRCHTREE FINANCIAL SERVICES LLC·CRD# 15014
BD
Minneapolis, MN
February 1, 1999 - December 20, 1999
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
BD
Philadelphia, PA
March 9, 1998 - February 2, 1999
PIM FINANCIAL SERVICES, INC.·CRD# 10547
BD
San Marcos, CA
February 28, 1997 - March 6, 1998
BANC ONE SECURITIES CORPORATION·CRD# 16999
BD
Chicago, IL
May 16, 1995 - February 28, 1997
PIM FINANCIAL SERVICES, INC.·CRD# 10547
BD
San Marcos, CA
August 1, 1994 - November 28, 1994

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Current Firm

AT
AMY T. SHARP, CFP, LLC

AMY T. SHARP, CFP, LLC | SHARP, AMY T.

CRD#: 285405
California
Registered Investment Advisory firm - California (2/7/2017 Approved)

Contact Information

Main Address

Valley Center, CA

Phone Number

(760) 201-3020

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

228

AUM (Assets Under Management)

$62,394,000

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) OWNER OF RENTAL PROPERTY, INVESTMENT RELATED, CONDUCTED FROM 9840 N WESTERN FORK TRL, TUCSON, AZ 8572. THE NATURE OF THE OUTSIDE BUSINESS ACTIVITY (OBA) IS RENTAL PROPERTY, MY POSITION IN THE ORGANIZATION IS OWNER OF PROPERTY. RENTAL PROPERTY INCOME BEGAN IN 8/2007, 0 HOURS ARE DEVOTED TO THIS BUSINESS PER WEEK AND 0 HOURS ARE DEVOTED TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS PER MONTH. 2) FIXED INSURANCE SALES, INVESTMENT RELATED, CONDUCTED FROM 440 STEVENS AVENUE, SUITE 200, SOLANA BEACH, CA 92075. THE NATURE OF THE OUTSIDE BUSINESS ACTIVITY (OBA) IS FIXED INSURANCE SALES, MY POSITION IN THE ORGANIZATION IS AGENT. JULY 2015 WAS THE START OF THE RELATIONSHIP WITH THE OTHER BUSINESS AND 5 HOURS ARE DEVOTED TO THE OTHER BUSINESS PER WEEK AND 0 OF HOURS ARE DEVOTED TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS PER MONTH. 4) MEDICARE SUPPLEMENT/ADVANTAGE SALES, NON-INVESTMENT RELATED, CONDUCTED FROM 440 STEVENS AVENUE, SUITE 200, SOLANA BEACH, CA 92075. THE NATURE OF THE OUTSIDE BUSINESS ACTIVITY (OBA) IS MEDICARE SUPPLEMENT/ADVANTAGE SALES, MY POSITION IN THE ORGANIZATION IS AGENT, THE DUTIES OF THIS POSITION ARE AGENT FOR SALES OF MEDICARE SUPPLEMENTS AND ADVANTAGE PLANS. OCT 2015 WAS THE START OF THE RELATIONSHIP WITH THE OTHER BUSINESS AND 1.5 HOURS ARE DEVOTED TO THE OTHER BUSINESS PER WEEK AND 5 HOURS ARE DEVOTED TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS PER MONTH. 5) FAMILY CHOCOLATE BUSINESS, AMY'S BEST SUGER-FREE CONFECTIONS, NON-INVESTMENT RELATED, CONDUCTED FROM 440 STEVENS AVE, SUITE 200, SOLANA BEACH, CA 92075. THE NATURE OF THE OUTSIDE BUSINESS ACTIVITY (OBA) IS CHOCOLATE AND SWEETENER PRODUCTION, MY POSITION IN THE ORGANIZATION IS CO-OWNER. 02/2016 WAS THE START OF THE RELATIONSHIP WITH THE OTHER BUSINESS AND 10 HOURS ARE DEVOTED TO THE OTHER BUSINESS PER WEEK AND 0 HOURS ARE DEVOTED TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS PER MONTH.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
California
(2/7/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1994About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Aug 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 1996About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 1994About the Series 6 exam

Series 51 — Municipal Fund Securities Principal Examination

Passed Aug 2012About the Series 51 exam

Series 24 — General Securities Principal Examination

Passed Nov 1996About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Amy Therese Sharp's CRS (Customer Relationship Summary).

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