PS
Peter L. Slattery
FORESIDE FUND SERVICES
St. Paul, MN 55101
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CRD#: 2496022
PS
Professional summary
Peter Lane Slattery, who also goes by Peter Lane Slattery, Peter Slattery, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in St. Paul, Minnesota.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1995. Peter has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Peter Lane Slattery | Peter Slattery
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Peter Lane Slattery's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 14, 2025 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 30 East 7th Street, Suite 2500, St. Paul, MN 55101BD
CRD#: 46106
St. Paul, MN
Past
October 11, 2023 - October 1, 2025
FORESIDE FINANCIAL SERVICES, LLC
BD
CRD#: 148477
PORTLAND, ME
Past
May 19, 2023 - October 24, 2023
IMST DISTRIBUTORS, LLC
BD
CRD#: 130745
PORTLAND, ME
Past
November 17, 2008 - November 1, 2022
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
BD
CRD#: 25567
EDINA, MN
Past
April 29, 2005 - October 8, 2008
NEUBERGER BERMAN MANAGEMENT LLC
BD
CRD#: 5493
MINNEAPOLIS, MN
Past
April 13, 2005 - May 2, 2005
NEUBERGER BERMAN BD LLC
BD
CRD#: 2908
NEW YORK, NY
Past
May 9, 1995 - April 18, 2005
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
May 9, 1995 - April 18, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/14/2025)
RR
Alaska(11/14/2025)
RR
Arizona(11/14/2025)
RR
Arkansas(11/14/2025)
RR
California(11/14/2025)
RR
Colorado(11/14/2025)
RR
Connecticut(11/14/2025)
RR
Delaware(11/14/2025)
RR
District of Columbia(11/14/2025)
RR
Florida(11/14/2025)
RR
Georgia(11/14/2025)
RR
Hawaii(11/14/2025)
RR
Idaho(11/14/2025)
RR
Illinois(11/14/2025)
RR
Indiana(11/14/2025)
RR
Iowa(11/14/2025)
RR
Kansas(11/14/2025)
RR
Kentucky(11/14/2025)
RR
Louisiana(11/14/2025)
RR
Maine(11/14/2025)
RR
Maryland(11/14/2025)
RR
Massachusetts(11/14/2025)
RR
Michigan(11/14/2025)
RR
Minnesota(11/14/2025)
RR
Mississippi(11/14/2025)
RR
Missouri(11/14/2025)
RR
Montana(11/14/2025)
RR
Nebraska(11/14/2025)
RR
Nevada(11/14/2025)
RR
New Hampshire(11/14/2025)
RR
New Jersey(11/14/2025)
RR
New Mexico(11/14/2025)
RR
New York(11/14/2025)
RR
North Carolina(11/14/2025)
RR
North Dakota(11/14/2025)
RR
Oklahoma(11/14/2025)
RR
Oregon(11/14/2025)
RR
Pennsylvania(11/14/2025)
RR
Rhode Island(11/14/2025)
RR
South Carolina(11/14/2025)
RR
South Dakota(11/14/2025)
RR
Tennessee(11/14/2025)
RR
Texas(11/14/2025)
RR
Utah(11/14/2025)
RR
Vermont(11/14/2025)
RR
Virginia(11/14/2025)
RR
Washington(11/14/2025)
RR
West Virginia(11/14/2025)
RR
Wisconsin(11/14/2025)
RR
Wyoming(11/14/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FF
FORESIDE FUND SERVICES, LLC
FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(207) 553-7110
Established
Delaware since 09/08/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FORESIDE FUND SERVICES, LLC
CRD#: 46106St. Paul, MN 55101TRUST BUT VERIFY
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