William J. Kearney

FIRSTRUST

Daytona Beach, FL 32114

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CRD#: 2495855

Professional summary

William James Kearney JR is a registered financial advisor currently at FIRSTRUST located in Daytona Beach, Florida.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. William has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William James Kearney JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 16, 2004 - Present

FIRSTRUST

Office #1: 113 Executive Circle, Daytona Beach, FL 32114

RIA

CRD#: 111800

Daytona Beach, FL

Past

June 7, 1995 - November 21, 2000

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Past

September 21, 1994 - June 1, 1995

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

September 21, 1994 - June 1, 1995

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRSTRUST

FIRSTRUST | FIRSTRUST LLC

CRD#: 111800 / SEC#: 801-56812

RIA

Registered Investment Advisory firm - (8/30/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/16/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/25/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/16/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/20/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 3/5/1999

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

FIRSTRUST

FIRSTRUST | FIRSTRUST LLC

CRD#: 111800 / SEC#: 801-56812

RIA

Registered Investment Advisory firm - (8/30/1999 Approved)

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Contact information

Main Address

113 Executive Cir., Daytona Beach, FL 32114

Mailing Address

Phone number

(386) 788-3737

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 FIRSTRUST FORM ADV PART 2 A (3/7/2025)

Regulatory assets under management

Total Number of Accounts	128
AUM (Assets Under Management)	$ 202,700,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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William J. Kearney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William James Kearney JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

TD AMERITRADE, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

FIRSTRUST

State Registrations and Notice Filings

Exams

Series 65

Date: 6/25/2004

Series 63

Date: 8/16/1994

Series 7

Date: 9/20/1994

Series 8

Date: 3/5/1999

Current Firm

FIRSTRUST

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIRSTRUST

TRUST BUT VERIFY

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