Reid T. Diorio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Reid Thomas Diorio was a registered financial professional .
Reid is a previously registered financial professional and started their career in finance in 1994. Reid had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 29, 1996 - September 30, 1996
MEYERS POLLOCK ROBBINS, INC.
October 11, 1995 - January 11, 1996
EURO-ATLANTIC SECURITIES INC.
June 8, 1995 - August 24, 1995
BUTTONWOOD SECURITIES, INC.
December 14, 1994 - May 9, 1995
STATE CAPITAL MARKETS CORPORATION
November 22, 1994 - December 13, 1994
A. T. BROD & CO. INC.
October 24, 1994 - November 3, 1994
ROBERT TODD FINANCIAL CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MEYERS POLLOCK ROBBINS, INC.
CRD#: 13436 / SEC#: , 8-11797
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
