John A. Hood
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Allen Hood was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1969. John had worked at 4 firms and has passed the Series 63, SIE, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2008 - December 31, 2014
PORT SECURITIES, INC.
January 23, 2003 - December 9, 2008
VOYA FINANCIAL ADVISORS, INC.
August 15, 1977 - January 14, 2003
WOODBURY FINANCIAL SERVICES, INC.
July 25, 1969 - September 18, 1977
PENNSYLVANIA SECURITIES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/17/1969
Registered Representative ExaminationSeries 00
Date: 4/11/1974
General Securities Principal ExaminationCurrent Firm
PORT SECURITIES, INC.
CRD#: 43936 / SEC#: , 8-50492
Contact information
FINRA licenses (14 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LEMMON, RICHARD HORATIO JR | PRESIDENT, CFO,CCO & SECRETARY | 1874827 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
