Brendan P. Naughton
Professional summary
Brendan Patrick Naughton is a registered financial professional currently at PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC located in Chicago, Illinois.
Brendan is registered as a RR (Registered Representative) and started their career in finance in 1995. Brendan has worked at 11 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 31 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brendan Patrick Naughton's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 28, 2025 - Present
PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC
Office #1: 155 N Wacker Drive Suite 4250, Chicago, IL 60606January 29, 2024 - February 28, 2025
FORESIDE FINANCIAL SERVICES, LLC
March 26, 2019 - September 6, 2023
FORESIDE FUNDS DISTRIBUTORS LLC
April 26, 2011 - March 25, 2019
DUPONT CAPITAL MANAGEMENT MARKETING CORPORATION
September 24, 2010 - April 14, 2011
FORESIDE FUNDS DISTRIBUTORS LLC
October 30, 2009 - September 7, 2010
DUPONT CAPITAL MANAGEMENT MARKETING CORPORATION
October 22, 2007 - October 30, 2008
HAVERFORD INVESTMENT MANAGEMENT, INC.
October 22, 2007 - January 21, 2009
HAVERFORD FINANCIAL SERVICES, INC.
March 13, 2002 - October 16, 2007
SAGE ADVISORY SERVICES LTD CO
January 7, 1997 - April 24, 2001
LOCKWOOD FINANCIAL SERVICES, INC.
December 16, 1996 - January 7, 1997
LOCKWOOD FINANCIAL SERVICES, INC.
April 3, 1996 - December 23, 1996
MORGAN STANLEY DW INC.
February 5, 1996 - March 19, 1996
TD AMERITRADE, INC.
August 28, 1995 - January 16, 1996
NF CLEARING, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/28/2025)
Exams
FINRA
Current Firm
PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC
CRD#: 143809 / SEC#: , 8-67608
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| TAYLOR, GORDON BURDETTE | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 2990648 |
Red Flags
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