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JM

Jason T. Meek

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CRD#: 2495639
JM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jason Thomas Meek was a registered financial professional .

Jason is a previously registered financial professional and started their career in finance in 1994. Jason had worked at 11 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 1, 2013 - August 6, 2013

KLR GROUP, LLC

BD
CRD#: 165586
HOUSTON, TX
Past

August 1, 2012 - April 26, 2013

BURNHAM SECURITIES INC.

BD
CRD#: 22549
HOUSTON, TX
Past

March 23, 2012 - August 2, 2012

FIRST CITIZENS CAPITAL SECURITIES, LLC

BD
CRD#: 41504
NEW YORK, NY
Past

February 29, 2008 - September 9, 2010

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
HOUSTON, TX
Past

May 10, 2006 - February 29, 2008

RBC CAPITAL MARKETS CORPORATION

BD
CRD#: 6579
HOUSTON, TX
Past

November 30, 2004 - April 4, 2006

KEYBANC CAPITAL MARKETS INC.

BD
CRD#: 566
CLEVELAND, OH
Past

April 14, 2003 - August 19, 2004

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY
Past

January 28, 2000 - March 5, 2003

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY
Past

June 14, 1999 - November 3, 1999

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

May 9, 1996 - June 14, 1999

DB ALEX. BROWN LLC

BD
CRD#: 17790
BALTIMORE, MD
Past

September 5, 1995 - May 3, 1996

HILLTOP SECURITIES INC.

BD
CRD#: 6220
DALLAS, TX
Past

June 7, 1994 - September 7, 1995

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 6/20/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


KG
KLR GROUP, LLC
KLR GROUP, LLC

CRD#: 165586 / SEC#: , 8-69168

BD
Terminated by SEC on 05/29/2020
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Contact information


Main Address
Mailing Address
Phone number
Established
Nevada since 06/14/2012
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
KLR GROUP HOLDINGS, LLCMEMBER
DOW, GREGORY RCCO, AML SUPERVISOR, EXECUTIVE REP., COO, GENERAL COUNSEL4800953
KOVALIK, EDWARDCEO4413045
LEGAYE, DANIEL EUGENE SRFINOP/CFO1055035

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


KLR GROUP, LLC

CRD#: 165586

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