David Sambol
Professional summary
David Sambol was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
David is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, David had worked at 1 firm, which includes COUNTRYWIDE SECURITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 1995 - May 24, 2006
COUNTRYWIDE SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
COUNTRYWIDE SECURITIES CORPORATION
CRD#: 10598 / SEC#: , 8-27640
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COUNTRYWIDE CAPITAL MARKETS, INC. | DIRECT OWNER | |
| DAMORE, RORY MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 2854468 |
| SANTANGELO, WILLIAM JOSEPH JR | CHAIRMAN OF THE BOARD, PRESIDENT AND CEO | 1612820 |
| SANTANGELO, WILLIAM JOSEPH JR | DIRECTOR, EVP, CHIEF OPERATING OFFICER | 1612820 |
| VAGNONI, BETTINA MARIE | EVP & CHIEF FINANCIAL OFFICER | 2055845 |
Disclosures
| Regulatory Event | 1 |
| Civil Event | 2 |
Red Flags
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