Douglas G. Ciocca

KAVAR CAPITAL PARTNERS

Leawood, KS 66211

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CRD#: 2495495

Professional summary

Douglas George Ciocca is a registered financial advisor currently at KAVAR CAPITAL PARTNERS located in Leawood, Kansas.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Douglas has worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Douglas is a shareholder of Redivus,an organization that is a healthcare IT Company, as of August 2017. This is strictly a passive investment and requires no participation. Although certain controlling shareholders are also clients of Kavar Capital Partners, Douglas does not market or recommend this security to any clients or prospective clients of the firm. (2) Douglas is an Investor and Limited Partner in American Discovery Fund, L.P., as of May 2018. This investment is strictly a passive investment and requires no participation. The CEO and Partner of American Discovery Fund, L.P. is a client of Kavar Capital Partners. Douglas does not market or recommend this security to any clients or prospective clients of the firm. (3) Douglas is also an investor in Scoby Masters Tea-Biotics Kombucha. This investment is strictly a passive investment and requires no participation. The Partner and Manager of Scoby Masters Tea-Biotics Kombucha is a client of Kavar. Douglas does not market or recommend this security to any clients or prospective clients of the firm.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas George Ciocca's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 5, 2021 - Present

KAVAR CAPITAL PARTNERS

Office #1: 11460 Tomahawk Creek Parkway Suite 410, Leawood, KS 66211

RIA

CRD#: 311744

Leawood, KS

Past

February 11, 2011 - December 31, 2020

KAVAR CAPITAL PARTNERS, LLC

RIA

CRD#: 155805

LEAWOOD, KS

Past

April 17, 2007 - February 1, 2011

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

LEAWOOD, KS

Past

April 17, 2007 - February 1, 2011

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

LEAWOOD, KS

Past

March 18, 2004 - March 3, 2006

WELDON CAPITAL MANAGEMENT, LTD.

RIA

CRD#: 130677

LEAWOOD, KS

Past

November 16, 1999 - May 11, 2007

FAS CORP.

CRD#: 43536

LEAWOOD, KS

Past

October 29, 1999 - May 11, 2007

FAS WEALTH PARTNERS, INC.

RIA

CRD#: 109796

LEAWOOD, KS

Past

December 5, 1994 - July 16, 1999

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KAVAR CAPITAL PARTNERS

KAVAR CAPITAL PARTNERS | KAVAR CAPITAL PARTNERS GROUP, LLC

CRD#: 311744 / SEC#: 801-119947

RIA

Registered Investment Advisory firm - (1/4/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(1/5/2021)

IAR

Missouri
(1/5/2021)

IAR

Texas
(1/5/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/16/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/30/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/22/1994

General Securities Representative Examination

Current Firm

KAVAR CAPITAL PARTNERS

KAVAR CAPITAL PARTNERS | KAVAR CAPITAL PARTNERS GROUP, LLC

CRD#: 311744 / SEC#: 801-119947

RIA

Registered Investment Advisory firm - (1/4/2021 Approved)

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Contact information

Main Address

11460 Tomahawk Creek Parkway Suite 420, Leawood, KS 66211

Mailing Address

Phone number

(913) 428-3300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KAVAR CAPITAL PARTNERS GROUP, LLC (11/14/2025)

Regulatory assets under management

Total Number of Accounts	1,512
AUM (Assets Under Management)	$ 1,342,172,525

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Douglas G. Ciocca

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas George Ciocca's CRS (Customer Relationship Summary).

Certified licenses

Experience

KAVAR CAPITAL PARTNERS, LLC

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

WELDON CAPITAL MANAGEMENT, LTD.

FAS CORP.

FAS WEALTH PARTNERS, INC.

MORGAN STANLEY & CO. LLC

Primary Firm SEC Registration

KAVAR CAPITAL PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 1/16/1998

Series 63

Date: 12/30/1994

Series 7

Date: 11/22/1994

Current Firm

KAVAR CAPITAL PARTNERS

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KAVAR CAPITAL PARTNERS

TRUST BUT VERIFY

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