Arthur Flores

FLORES WEALTH PLANNING

NEW YORK, NY

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CRD#: 2495459

Professional summary

Arthur Flores, CFP® is a registered financial advisor currently at FLORES WEALTH PLANNING, LLC located in New York, New York and ORIGIN INVESTMENT ADVISORY LLC located in New York, New York.

Arthur is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Arthur has worked at 6 firms and has passed the Series 66 and Series 7 exams.

Biography

Arthur is a fee-only CERTIFIED FINANCIAL PLANNER™ professional located in New York City and works with clients in New York, New Jersey, and Long Island.  Arthur has been a long-standing member of NAPFA and the XY Planning Network.  

Arthur helps busy individuals and families avoid planning procrastination by creating simple rules that will help them to save, grow and protect their assets.  Flores Wealth Planning, LLC is a fee-only financial planning firm providing financial advice to individuals, families and business owners.

Schedule your 30-minute free appointment here - calendly.com/floresplanning

Learn more about What We Do.

Question & Answer

What are your service offerings?

Retirement Planning

Budgeting

Estate Planning

Retirement Income Management

Education Planning

Investment Planning

Debt Management

Comprehensive Financial Planni...

Employee and Employer Plan Ben...

Insurance Planning

Do you have an area of expertise or specialization?

High Net Worth Client Needs

Hourly

Investment Advice with Ongoing...

Retirement Plan Investment Adv...

Retirement Planning & Distribu...

Tax Planning

What is your minimum asset requirement?

100K

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

2012 - PRESENT: ZEIDERS ENTERPRISES / NOT INVESTMENT RELATED / WOODBRIDGE, VA / HUMAN SERVICES SOLUTIONS FOR MILITARY & VETERANS / PART-TIME FAMILY LIFE & PERSONAL FINANCE COUNSELOR (REMOTE) / INVOLVES UP TO 50% TIME EACH MONTH, INCLUDING DURING MARKET HOURS Flores Wealth Planning; Investment-Related; New York, NY; Investment Adviser; Investment Adviser Representative; �10/2014; Approx. 150 hours/month; Approx. 150 hours/month during trading hours; Provide investment advice and/or financial planning.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arthur Flores's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

April 6, 2021 - Present

FLORES WEALTH PLANNING, LLC

RIA

CRD#: 173706

NEW YORK, NY

Current

November 2, 2021 - Present

ORIGIN INVESTMENT ADVISORY LLC

Office #1: 800 Third Ave Suite 2800, New York, NY 10022

RIA

CRD#: 305353

NEW YORK, NY

Past

February 22, 2010 - August 16, 2011

MORGAN STANLEY

RIA

CRD#: 149777

PURCHASE, NY

Past

June 1, 2009 - August 16, 2011

MORGAN STANLEY

CRD#: 149777

PURCHASE, NY

Past

March 5, 1996 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

May 30, 1995 - June 13, 1995

COMMONWEALTH ASSOCIATES

CRD#: 20833

NEW YORK, NY

Past

April 24, 1995 - May 3, 1995

SAMUEL A. RAMIREZ & COMPANY, INC.

CRD#: 6963

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(4/6/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/17/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 4/20/1995

General Securities Representative Examination

Current Firm

FLORES WEALTH PLANNING, LLC

FLORES WEALTH PLANNING, LLC | FLORES, ARTHUR

CRD#: 173706 / SEC#:

New York

Registered Investment Advisory firm - (3/17/2015 Approved)

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Contact information

Main Address

48 Wall Street Suite 1100, New York, NY 10005

Mailing Address

Phone number

(917) 740-3898

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	9
AUM (Assets Under Management)	$ 2,349,609

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Arthur Flores

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arthur Flores's CRS (Customer Relationship Summary).

Certified licenses

Experience

FLORES WEALTH PLANNING, LLC

ORIGIN INVESTMENT ADVISORY LLC

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

COMMONWEALTH ASSOCIATES

SAMUEL A. RAMIREZ & COMPANY, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/17/2008

Series 7

Date: 4/20/1995

Current Firm

FLORES WEALTH PLANNING, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FLORES WEALTH PLANNING, LLC

TRUST BUT VERIFY

Contact information

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