Sean M. Koscho
Professional summary
Sean Michael Koscho, who also goes by Sean M Koscho, Sean Koscho, is a registered financial advisor currently at BASE WEALTH MANAGEMENT located in Lakewood Ranch, Florida.
Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Sean has worked at 6 firms and has passed the Series 63, Series 65, Series 7TO, Series 6TO, SIE, Series 55, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sean Michael Koscho's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 3, 2022 - Present
BASE WEALTH MANAGEMENT
Office #1: 7301 Merchant Court Suite A, Lakewood Ranch, FL 34240June 11, 2021 - October 3, 2022
INTERVEST INTERNATIONAL, INC.
January 14, 2021 - October 3, 2022
INTERVEST INTERNATIONAL EQUITIES CORPORATION
October 26, 2020 - January 15, 2021
PFS INVESTMENTS INC.
May 11, 2004 - June 7, 2005
BANC OF AMERICA SECURITIES LLC
July 6, 1994 - May 11, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
BASE WEALTH MANAGEMENT
CRD#: 321991 / SEC#: 801-126672
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/5/2022)
(12/5/2024)
(10/3/2022)
Exams
Series 7TO
Date: 7/27/2022
General Securities Representative ExaminationSeries 6TO
Date: 10/26/2020
Investment Company Products/Variable Contracts Representative ExaminationSeries 55
Date: 2/7/2002
Limited Representative-Equity Trader ExamCurrent Firm
BASE WEALTH MANAGEMENT
CRD#: 321991 / SEC#: 801-126672
Contact information
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,931 |
| AUM (Assets Under Management) | $ 269,917,000 |
Red Flags
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