Edward T. Mcphee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Thomas Mcphee was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1994. Edward had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 2005 - January 2, 2008
CAPITAL GROWTH FINANCIAL, LLC
November 20, 2000 - August 5, 2005
STERLING FINANCIAL INVESTMENT GROUP, INC.
September 4, 1998 - November 20, 2000
JOSEPH CHARLES & ASSOC., INC.
January 29, 1997 - July 15, 1998
THE HAMILTON-SHEA GROUP, INC.
July 11, 1996 - December 13, 1996
LANDMARK INTERNATIONAL EQUITIES
September 13, 1995 - July 26, 1996
FIRST UNITED EQUITIES CORPORATION
June 24, 1994 - October 9, 1995
A. R. BARON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPITAL GROWTH FINANCIAL, LLC
CRD#: 41040 / SEC#: , 8-49268
Contact information
Documents
Disclosures
| Regulatory Event | 12 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
