John K. Moninger

ALLSPRING FUNDS MANAGEMENT

Cornelius, NC

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CRD#: 2494976

Professional summary

John Kenneth Moninger, CIMA®, CPWA® is a registered financial advisor currently at ALLSPRING FUNDS MANAGEMENT, LLC located in Cornelius, North Carolina and ALLSPRING FUNDS DISTRIBUTOR, LLC located in Charlotte, North Carolina.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. John has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Kenneth Moninger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

CPWA^®

Certified Private Wealth Advisor

Start date: 2008-10-29

Expire date: 2024-03-31

Experience

Current

May 24, 2024 - Present

ALLSPRING FUNDS MANAGEMENT, LLC

Office #2: 1415 Vantage Park Drive, Charlotte, NC 28203

RIA

CRD#: 110841

Cornelius, NC

Current

December 22, 2022 - Present

ALLSPRING FUNDS DISTRIBUTOR, LLC

Office #1: 1415 Vantage Park Drive, Charlotte, NC 28203

CRD#: 133366

Charlotte, NC

Past

December 5, 2012 - July 11, 2023

EATON VANCE MANAGEMENT

RIA

CRD#: 104859

BOSTON, MA

Past

December 5, 2012 - December 19, 2022

EATON VANCE DISTRIBUTORS, INC.

CRD#: 37731

BOSTON, MA

Past

September 28, 2009 - April 19, 2012

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

CHARLOTTE, NC

Past

April 25, 2007 - December 7, 2012

LPL FINANCIAL LLC

RIA

CRD#: 6413

SAN DIEGO, CA

Past

April 23, 2007 - December 7, 2012

LPL FINANCIAL LLC

CRD#: 6413

SAN DIEGO, CA

Past

March 15, 2004 - March 14, 2007

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

LOS ANGELES, CA

Past

April 24, 2002 - February 27, 2004

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

LOS ANGELES, CA

Past

August 25, 1995 - March 14, 2007

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

February 10, 1995 - July 31, 1995

ALLIANCEBERNSTEIN INVESTMENTS, INC.

CRD#: 14549

NASHVILLE, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSPRING FUNDS MANAGEMENT, LLC

ALLSPRING FUNDS MANAGEMENT, LLC | WELLS FARGO FUNDS MANAGEMENT, LLC

CRD#: 110841 / SEC#: 801-58237

RIA

Registered Investment Advisory firm - (12/22/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(12/22/2022)

Alaska
(12/22/2022)

Arizona
(12/22/2022)

Arkansas
(12/22/2022)

California
(12/22/2022)

Colorado
(12/22/2022)

Connecticut
(12/22/2022)

Delaware
(12/22/2022)

District of Columbia
(12/22/2022)

Florida
(12/22/2022)

Georgia
(12/22/2022)

Hawaii
(12/22/2022)

Idaho
(12/22/2022)

Illinois
(12/22/2022)

Indiana
(12/22/2022)

Iowa
(12/22/2022)

Kansas
(12/22/2022)

Kentucky
(12/22/2022)

Louisiana
(12/22/2022)

Maine
(12/22/2022)

Maryland
(12/22/2022)

Massachusetts
(12/22/2022)

IAR

Massachusetts
(5/24/2024)

Michigan
(12/22/2022)

Minnesota
(12/22/2022)

Mississippi
(12/22/2022)

Missouri
(12/22/2022)

Montana
(12/22/2022)

Nebraska
(12/22/2022)

Nevada
(12/22/2022)

New Hampshire
(12/22/2022)

New Jersey
(12/22/2022)

New Mexico
(12/22/2022)

New York
(12/22/2022)

North Carolina
(12/22/2022)

IAR

North Carolina
(8/5/2024)

North Dakota
(12/22/2022)

Ohio
(12/22/2022)

Oklahoma
(12/22/2022)

Oregon
(12/22/2022)

Pennsylvania
(12/22/2022)

Puerto Rico
(12/22/2022)

Rhode Island
(12/22/2022)

South Carolina
(12/22/2022)

South Dakota
(12/22/2022)

Tennessee
(12/22/2022)

Texas
(12/22/2022)

Utah
(12/22/2022)

Vermont
(12/22/2022)

Virgin Islands
(12/22/2022)

Virginia
(12/22/2022)

Washington
(12/22/2022)

West Virginia
(12/22/2022)

Wisconsin
(12/22/2022)

Wyoming
(12/22/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/5/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/14/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/3/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/9/1995

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/23/2010

General Securities Principal Examination

Principal/Supervisory Exam

Series 10

Date: 6/14/2005

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 6/13/2005

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

ALLSPRING FUNDS MANAGEMENT, LLC

ALLSPRING FUNDS MANAGEMENT, LLC | WELLS FARGO FUNDS MANAGEMENT, LLC

CRD#: 110841 / SEC#: 801-58237

RIA

Registered Investment Advisory firm - (12/22/2000 Approved)

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Contact information

Main Address

1415 Vantage Park Drive 3rd Floor, Charlotte, NC 28203

Mailing Address

Phone number

(833) 568-4255

Established

Firm type

Fiscal year end

# of Employees

519

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFM MARCH 24, 2025 2A BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	12,065
AUM (Assets Under Management)	$ 318,037,012,784

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John K. Moninger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Kenneth Moninger's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSPRING FUNDS DISTRIBUTOR, LLC

EATON VANCE MANAGEMENT

EATON VANCE DISTRIBUTORS, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

ALLIANCEBERNSTEIN INVESTMENTS, INC.

Primary Firm SEC Registration

ALLSPRING FUNDS MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/5/1999

Series 63

Date: 9/14/1998

SIE

Date: 10/1/2018

Series 7

Date: 2/3/1998

Series 6

Date: 2/9/1995

Series 24

Date: 6/23/2010

Series 10

Date: 6/14/2005

Series 9

Date: 6/13/2005

FINRA

Current Firm

ALLSPRING FUNDS MANAGEMENT, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSPRING FUNDS MANAGEMENT, LLC

TRUST BUT VERIFY

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