Robert P. Bordogna
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Philip Bordogna, who also goes by Bob Bordogna, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1991. Robert had worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2010 - July 7, 2016
TODD ASSET MANAGEMENT LLC
July 15, 1991 - May 1, 2009
TODD INVESTMENT ADVISORS, INC.
Primary Firm SEC Registration
TODD ASSET MANAGEMENT LLC
CRD#: 109473 / SEC#: 801-55565
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TODD ASSET MANAGEMENT LLC
CRD#: 109473 / SEC#: 801-55565
Contact information
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 106 |
| AUM (Assets Under Management) | $ 5,093,298,172 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
