Adam D. Beaudin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adam David Beaudin was a registered financial professional .
Adam is a previously registered financial professional and started their career in finance in 1995. Adam had worked at 10 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2020 - April 15, 2020
TEXAKOMA FINANCIAL, INC.
August 31, 2017 - July 6, 2018
TD AMERITRADE, INC.
August 30, 2017 - July 6, 2018
TD AMERITRADE, INC.
August 30, 2017 - July 6, 2018
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 4, 2015 - September 16, 2015
VOYA FINANCIAL ADVISORS, INC.
January 14, 2015 - September 16, 2015
VOYA FINANCIAL ADVISORS, INC.
January 22, 2007 - August 16, 2013
AST INVESTMENT SERVICES, INC.
January 22, 2007 - August 16, 2013
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
June 9, 2006 - January 9, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 3, 2006 - January 9, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 26, 2002 - May 6, 2003
LPL FINANCIAL LLC
October 6, 1997 - October 8, 2001
TOWER SQUARE SECURITIES, INC.
October 18, 1995 - May 29, 1996
HIMCO DISTRIBUTION SERVICES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TEXAKOMA FINANCIAL, INC.
CRD#: 16910 / SEC#: , 8-34706
Contact information
FINRA licenses (20 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KENNEDY, DEAN RICHARD | OWNER/PRINCIPAL | 1268230 |
| BOYD, ROBYN LAUREL | PRINCIPAL FINANCIAL OFFICER | 7570200 |
| KEAVENY, JAMIE MICHAEL | EXECUTIVE VICE PRESIDENT/DIRECTOR/TREASURER | 7137725 |
| LATORRE, STEPHEN JOHN | PRESIDENT/DIRECTOR/SECRETARY | 3009003 |
| MOORE, ASHLEE ELIZABETH | PRINCIPAL OPERATIONS OFFICER | 7907461 |
| MOORE, ASHLEE ELIZABETH | CCO | 7907461 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
Red Flags
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