Charles W. Rupinski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles William Rupinski was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1996. Charles had worked at 4 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 2014 - February 29, 2016
SEAPORT GLOBAL SECURITIES LLC
February 15, 2012 - May 16, 2012
GRIFFIN SECURITIES, INC.
May 15, 2007 - March 9, 2010
MAXIM GROUP LLC
January 17, 1996 - May 19, 1999
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SEAPORT GLOBAL SECURITIES LLC
CRD#: 116270 / SEC#: , 8-53535
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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