Didier J. Stickel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Didier Jacques Stickel, who also goes by Didier J Stickel, was a registered financial professional .
Didier is a previously registered financial professional and started their career in finance in 1994. Didier had worked at 7 firms and has passed the Series 63, Series 55, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 2003 - August 21, 2003
KOVACK SECURITIES INC.
December 17, 2001 - November 1, 2002
VSI SECURITIES, INC.
September 5, 2001 - October 19, 2001
US TRADING LLC
August 22, 2001 - October 18, 2001
HORIZON INVESTMENT GROUP LLC
September 26, 2000 - March 16, 2001
INVESTORS ST.
July 7, 1998 - August 31, 2000
RURAL SECURITIES, INC.
October 6, 1995 - January 1, 1998
INVESTORS ST.
July 6, 1994 - February 14, 1995
LAIDLAW GLOBAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/20/1999
Limited Representative-Equity Trader ExamCurrent Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
