Glen M. Friedman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glen Michael Friedman was a registered financial professional .
Glen is a previously registered financial professional and started their career in finance in 1994. Glen had worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 24, Series 14 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2014 - January 22, 2025
HITHERLANE PARTNERS, LLC
July 12, 1996 - October 2, 2006
KDC MERGER ARBITRAGE MASTER FUND, CV
December 9, 1994 - November 9, 2012
COWEN EQUITY FINANCE LP
June 7, 1994 - December 1, 1994
INTESA SANPAOLO IMI SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
HITHERLANE PARTNERS, LLC
CRD#: 46604 / SEC#: , 8-51488
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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