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Shawn G. O'keefe

SUMMIT WEALTH STRATEGIES
DENVER, CO 80246
Some features on this profile are disabled
CRD#: 2494631
SO

Professional summary

Shawn Gary O'keefe, who also goes by Shawn G Okeefe, Shawn Gary Okeefe, Shawn Okeefe, Shawn Gary O\'keefe, is a registered financial advisor currently at SUMMIT WEALTH STRATEGIES located in Denver, Colorado.

Shawn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Shawn has worked at 10 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Shawn G Okeefe | Shawn Gary Okeefe | Shawn Okeefe | Shawn Gary O\'keefe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shawn Gary O'keefe's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 20, 2024 - Present

SUMMIT WEALTH STRATEGIES

Office #1: 425 S Cherry St Suite 840, Denver, CO 80246
RIA
CRD#: 332976
DENVER, CO
Past

July 2, 2021 - March 4, 2025

IMPACT PARTNERSHIP WEALTH, LLC

RIA
CRD#: 313928
Denver, CO
Past

February 26, 2018 - June 30, 2021

ONEDIGITAL

RIA
CRD#: 106766
Denver, CO
Past

October 13, 2017 - March 20, 2018

INTEGRUM WEALTH MANAGEMENT

RIA
CRD#: 289942
CENTENNIAL, CO
Past

June 10, 2016 - September 15, 2017

REDHAWK WEALTH ADVISORS, INC.

RIA
CRD#: 146616
Denver, CO
Past

April 1, 2014 - June 27, 2016

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA
CRD#: 15708
DENVER, CO
Past

March 4, 2014 - June 27, 2016

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

BD
CRD#: 15708
DENVER, CO
Past

October 11, 2011 - February 10, 2014

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
DENVER, CO
Past

October 11, 2011 - February 10, 2014

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
DENVER, CO
Past

June 26, 2007 - October 4, 2011

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
ENGLEWOOD, CO
Past

October 5, 1994 - June 15, 2007

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
DENVER, CO
Past

July 27, 1994 - September 20, 1994

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(9/20/2024)
IAR
Minnesota
(12/16/2024)
IAR
Wyoming
(2/12/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/17/2011
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 10/24/1996
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/9/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/27/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/12/1999
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/26/1994
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 51
Date: 8/17/2007
Municipal Fund Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/17/2001
General Securities Principal Examination

Current Firm

SW
SUMMIT WEALTH STRATEGIES
SUMMIT WEALTH ASSET MANAGEMENT | SUMMIT WEALTH STRATEGIES | SUMMIT WEALTH ASSET MANAGEMENT LLC

CRD#: 332976 / SEC#:

Colorado
Registered Investment Advisory firm - (9/20/2024 Approved)
Minnesota
Registered Investment Advisory firm - (12/16/2024 Approved)
Wyoming
Registered Investment Advisory firm - (2/9/2026 Approved)
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Contact information

Main Address
425 S Cherry St. Suite 840, Denver, CO 80246
Mailing Address
Phone number
(303) 954-8141
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts348
AUM (Assets Under Management)$ 51,186,976

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SUMMIT WEALTH STRATEGIES

CRD#: 332976Denver, CO 80246

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