Shawn G. O'keefe

SUMMIT WEALTH ASSET MANAGEMENT LLC

DENVER, CO 80246

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CRD#: 2494631

Professional summary

Shawn Gary O'keefe, who also goes by Shawn G Okeefe, Shawn Gary Okeefe, Shawn Okeefe, Shawn Gary O\'keefe, is a registered financial advisor currently at SUMMIT WEALTH ASSET MANAGEMENT LLC located in Denver, Colorado.

Shawn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Shawn has worked at 10 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Shawn G Okeefe | Shawn Gary Okeefe | Shawn Okeefe | Shawn Gary O\'keefe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Summit Wealth Strategies, LLC; Insurance & Investment Services since 01/2014; 425 S. Cherry St, Ste 840, Denver, CO 80246; Financial Services; Managing Director; 160 Hours Per Month with all 160 Hours Being During Trading Hours. 2) The Impact Partnership, LLC is an insurance marketing organization ("IMO"). Non-Investment Related. Activity: Commission (income) related to the recommendation or sale of life insurance or fixed indexed annuities. Nature of business for this OBA: acting in the capacity of an independent life insurance agent appointed by various insurance carriers to be their agent who can make recommendations or sale an insurance carrier's life insurance and/or fixed index annuities products. Office location: 425 S. Cherry St Suite 840, DENVER, CO 80246. Life insurance agent start date for this OBA: 02/2021. 160 hours per month - with all 160 hours being during trading hours; duties(activity) - the recommendation or sale of life insurance and/or fixed indexed annuities products. 3) The Deferred Tax Strategy; Non Investment Related; 425 S. Cherry St Ste 840 Denver, CO, 80246; Marketing Program; Managing Director; 8/4/2023; 10hrs/Mo; 5hrs/Mo during Securities Trading Hours. Develop marketing strategies to exclusive Financial Advisors and Insurance Agents. 4) Summit Wealth Marketing Co.; Owner.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shawn Gary O'keefe's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 20, 2024 - Present

SUMMIT WEALTH ASSET MANAGEMENT LLC

Office #1: 425 S Cherry St Suite 840, Denver, CO 80246

RIA

CRD#: 332976

DENVER, CO

Past

July 2, 2021 - March 4, 2025

IMPACT PARTNERSHIP WEALTH, LLC

RIA

CRD#: 313928

Denver, CO

Past

February 26, 2018 - June 30, 2021

ONEDIGITAL

RIA

CRD#: 106766

Denver, CO

Past

October 13, 2017 - March 20, 2018

INTEGRUM WEALTH MANAGEMENT

RIA

CRD#: 289942

CENTENNIAL, CO

Past

June 10, 2016 - September 15, 2017

REDHAWK WEALTH ADVISORS, INC.

RIA

CRD#: 146616

Denver, CO

Past

April 1, 2014 - June 27, 2016

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

DENVER, CO

Past

March 4, 2014 - June 27, 2016

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

DENVER, CO

Past

October 11, 2011 - February 10, 2014

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

DENVER, CO

Past

October 11, 2011 - February 10, 2014

EQUITABLE ADVISORS, LLC

CRD#: 6627

DENVER, CO

Past

June 26, 2007 - October 4, 2011

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

ENGLEWOOD, CO

Past

October 5, 1994 - June 15, 2007

MML INVESTORS SERVICES, LLC

CRD#: 10409

DENVER, CO

Past

July 27, 1994 - September 20, 1994

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(9/20/2024)

IAR

Minnesota
(12/16/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/17/2011

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 10/24/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/9/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/27/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/12/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/26/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 51

Date: 8/17/2007

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 4/17/2001

General Securities Principal Examination

Current Firm

SUMMIT WEALTH ASSET MANAGEMENT LLC

SUMMIT WEALTH ASSET MANAGEMENT | SUMMIT WEALTH STRATEGIES | SUMMIT WEALTH ASSET MANAGEMENT LLC

CRD#: 332976 / SEC#:

Colorado

Registered Investment Advisory firm - (9/20/2024 Approved)

Minnesota

Registered Investment Advisory firm - (12/16/2024 Approved)

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Contact information

Main Address

425 S Cherry St. Suite 840, Denver, CO 80246

Mailing Address

Phone number

(303) 954-8141

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	315
AUM (Assets Under Management)	$ 42,361,274

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Shawn G. O'keefe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shawn Gary O'keefe's CRS (Customer Relationship Summary).

Certified licenses

Experience

IMPACT PARTNERSHIP WEALTH, LLC

ONEDIGITAL

INTEGRUM WEALTH MANAGEMENT

REDHAWK WEALTH ADVISORS, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

ALLSTATE FINANCIAL SERVICES, LLC

MML INVESTORS SERVICES, LLC

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/17/2011

Series 65

Date: 10/24/1996

Series 63

Date: 11/9/1995

SIE

Date: 6/27/2016

Series 7

Date: 10/12/1999

Series 6

Date: 7/26/1994

Series 51

Date: 8/17/2007

Series 24

Date: 4/17/2001

Current Firm

SUMMIT WEALTH ASSET MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SUMMIT WEALTH ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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