Debra L. Konieczny
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Debra Lynn Konieczny, who also goes by Debra Lynn Konieczny, Debra Lynn Maroney, Debra Lynn Rivers, was a registered financial professional .
Debra is a previously registered financial professional and started their career in finance in 1994. Debra had worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2018 - October 31, 2022
QUASAR DISTRIBUTORS, LLC
March 7, 2011 - December 31, 2024
CAPITAL ADVISORS, INC.
March 7, 2011 - October 2, 2017
MINSHALL & COMPANY INC.
September 21, 2010 - March 1, 2011
MML INVESTORS SERVICES, LLC
June 19, 2008 - March 1, 2011
MML INVESTORS SERVICES, LLC
August 9, 2007 - June 5, 2008
EDWARD JONES
December 15, 2006 - August 7, 2007
EDWARD JONES
March 9, 2004 - June 5, 2008
EDWARD JONES
August 14, 2002 - March 16, 2004
WELLS FARGO INVESTMENTS, LLC
July 16, 2002 - March 16, 2004
WELLS FARGO INVESTMENTS, LLC
September 29, 1999 - July 8, 2002
EDWARD JONES
January 1, 1998 - November 2, 1999
BANC OF AMERICA INVESTMENT SERVICES, INC.
February 26, 1997 - January 1, 1998
NATIONSSECURITIES
July 30, 1996 - March 5, 1997
INVESTORS BROKERAGE OF TEXAS, LTD.
September 14, 1995 - July 9, 1996
FIRST INTERSTATE INVESTMENTS,INC.
July 21, 1994 - November 17, 1995
ESSEX NATIONAL SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUASAR DISTRIBUTORS, LLC
CRD#: 103848 / SEC#: , 8-52323
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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