Randall A. Lawson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randall Allan Lawson, who also goes by Randall A Lawson, was a registered financial professional .
Randall is a previously registered financial professional and started their career in finance in 1997. Randall had worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2004 - November 26, 2024
TRUSTEE ADVISORY SERVICES, LLC
June 3, 2003 - December 31, 2003
IDEA ASSET MANAGEMENT
June 3, 1997 - November 10, 2000
DISTRIBUTION SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUSTEE ADVISORY SERVICES, LLC
CRD#: 129901 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 10 |
| AUM (Assets Under Management) | $ 20,278,000 |
Red Flags
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